# AUBURN NATIONAL BANCORPORATION, INC

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1 |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/auburn-national-bancorporation-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 31 |
| Claims under review | 1 |
| Evidence records | 6 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-09-30T04:46:44.696979+00:00 |
| Last reviewed | 2026-09-30T04:46:44.696979+00:00 |

## Identity

- Legal name: AUBURN NATIONAL BANCORPORATION, INC
- Display name: AUBURN NATIONAL BANCORPORATION, INC

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:c-wayne-alderman","name":"C. Wayne Alderman"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:j-tutt-barrett","name":"J. Tutt Barrett"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:walton-t-conn-jr","name":"Walton T. Conn, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:william-f-ham-jr","name":"William F. Ham, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:sandra-j-spencer","name":"Sandra J. Spencer"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:terry-w-andrus","name":"Terry W. Andrus"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:david-e-housel","name":"David E. Housel"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:michael-a-lawler","name":"Michael A. Lawler"},"source_id":"board_seats"}`
- Claim alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:anne-m-may","name":"Anne M. May"},"source_id":"board_seats"}`

## Leadership

- Anne M. May: Director, Nominating and Governance · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:5. Valid from: 1990-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- C. Wayne Alderman: Director, Audit · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:6. Valid from: 2004-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- David A. Hedges: Director. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:7. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- David E. Housel: Director, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:8. Valid from: 2004-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- J. Tutt Barrett: Director, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:9. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- Jeffrey J. Evans: Director. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:10. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- Michael A. Lawler: Director, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:11. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- Robert W. Dumas: Director. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:12. Valid from: 2001-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- Sandra J. Spencer: Director, Compensation · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:13. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- Terry W. Andrus: Director, Compensation · Chair. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:14. Valid from: 1998-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- Walton T. Conn, Jr.: Director, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:15. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- William F. Ham, Jr.: Director, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:16. Valid from: 2004-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2.
- David A. Hedges: President and Chief Executive Officer. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:17. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:3.
- Laura Carrington: Vice President of Human Resources. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:18. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:3.
- Marla Kickliter: Senior Vice President of Compliance and Internal Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:19. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:3.
- W. James Walker, IV: Senior Vice President and Chief Financial Officer. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:leadership_role:20. Valid from: 2026-03-17. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:3.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Audit: Chair C. Wayne Alderman; Members C. Wayne Alderman (Chair); J. Tutt Barrett; Walton T. Conn, Jr.; William F. Ham, Jr.. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_record:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:4.
- Compensation: Chair Sandra J. Spencer; Terry W. Andrus; Members Sandra J. Spencer (Chair); Terry W. Andrus (Chair); David E. Housel; Michael A. Lawler. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_record:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:5.
- Nominating and Governance: Chair Anne M. May; Members Anne M. May (Chair). Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_record:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:6.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- AUBURN NATIONAL BANCORPORATION, INC. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:1.

## Entity Status

- Public listing published. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:1.

## Published Fact

- US. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:1.

## Committee Appointment

- C. Wayne Alderman: chair, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:4.
- J. Tutt Barrett: member, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:4.
- Walton T. Conn, Jr.: member, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:4.
- William F. Ham, Jr.: member, Audit. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:4.
- Sandra J. Spencer: chair, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:5.
- Terry W. Andrus: chair, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:5.
- David E. Housel: member, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:5.
- Michael A. Lawler: member, Compensation. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:5.
- Anne M. May: chair, Nominating and Governance. Claim: alpha:claim:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:6.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:1: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/auburn-national-bancorporation-inc).
- alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:2: [AUBURN NATIONAL BANCORPORATION, INC DEF 14A 2026-04-02](https://www.sec.gov/Archives/edgar/data/750574/000119312526139480/d75259ddef14a.htm).
- alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:3: [AUBN 10-K executive officers](https://www.sec.gov/Archives/edgar/data/750574/000119312526111012/d87304d10k.htm).
- alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:4: [Audit](https://www.sec.gov/Archives/edgar/data/750574/000119312526139480/d75259ddef14a.htm).
- alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:5: [Compensation](https://www.sec.gov/Archives/edgar/data/750574/000119312526139480/d75259ddef14a.htm).
- alpha:evidence:company:8fec3380-ea33-4db2-8f86-fe0fcce4cd47:6: [Nominating and Governance](https://www.sec.gov/Archives/edgar/data/750574/000119312526139480/d75259ddef14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/auburn-national-bancorporation-inc)
- [Public Markdown](https://registry.alpha.ac/companies/auburn-national-bancorporation-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/auburn-national-bancorporation-inc?format=jsonld)
- MCP resource: `alpha://companies/auburn-national-bancorporation-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Structured intelligence is not currently available. Existing published profile evidence remains accessible.