# CAPRICOR THERAPEUTICS, INC. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1 | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:be936a53-5a5f-4afa-bcb6-6e9712df135c | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/capricor-therapeutics-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 15 | | Claims under review | 1 | | Evidence records | 5 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-05T15:31:48.590654+00:00 | | Last reviewed | 2026-10-05T15:31:48.590654+00:00 | ## Identity - Legal name: CAPRICOR THERAPEUTICS, INC. - Display name: CAPRICOR THERAPEUTICS, INC. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1 | | As of | 2026-10-05T15:31:48.590654+00:00 | | Completeness | 0.364 | | Record Quality | 0.849 | | Directors | 8 | | Committees | 0 | | Governance events | 11 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | NOT_REVIEWED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - David B. Musket: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2013-01-01. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:5 - Frank Litvack: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2013-01-01. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:6 - George W. Dunbar Jr: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2013-01-01. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:7 - Karimah Es Sabar: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:8 - Linda Marbán, Ph.D.: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2013-01-01. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:9 - Michael Kelliher: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:10 - Paul Auwaerter: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-10. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:11 - Philip Gotwals: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:12 ## Executive leadership - Anthony Bergmann, M.B.A.: Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:13 - Karen G. Krasney, J.D.: Executive Vice President and General Counsel [GC]. Status: current. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:14 - Linda Marbán, Ph.D.: President, Chief Executive Officer and Director [CEO]. Status: current. claim_id=alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:15 ## Governance events - DIRECTOR_APPOINTED: Paul Auwaerter seat on CAPRICOR THERAPEUTICS, INC., effective 2026-04-10. Effective: 2026-04-10. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:1ds0139 - CFO_CHANGED: Anthony Bergmann, M.B.A. executive of CAPRICOR THERAPEUTICS, INC., effective 2026-04-10. Effective: 2026-04-10. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:cfo_changed:12zv4cc - GC_CHANGED: Karen G. Krasney, J.D. executive of CAPRICOR THERAPEUTICS, INC., effective 2026-04-10. Effective: 2026-04-10. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:gc_changed:1lim5a3 - CEO_CHANGED: Linda Marbán, Ph.D. executive of CAPRICOR THERAPEUTICS, INC., effective 2026-04-10. Effective: 2026-04-10. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:ceo_changed:16nwf64 - DIRECTOR_APPOINTED: Michael Kelliher seat on CAPRICOR THERAPEUTICS, INC., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:11kwda7 - DIRECTOR_APPOINTED: Philip Gotwals seat on CAPRICOR THERAPEUTICS, INC., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:1esl0kd - DIRECTOR_APPOINTED: Karimah Es Sabar seat on CAPRICOR THERAPEUTICS, INC., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:1bgrrgq - DIRECTOR_APPOINTED: David B. Musket seat on CAPRICOR THERAPEUTICS, INC., effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:4xjdxx - DIRECTOR_APPOINTED: Frank Litvack seat on CAPRICOR THERAPEUTICS, INC., effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:ekn7by - DIRECTOR_APPOINTED: George W. Dunbar Jr seat on CAPRICOR THERAPEUTICS, INC., effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:1byq265 - DIRECTOR_APPOINTED: Linda Marbán, Ph.D. seat on CAPRICOR THERAPEUTICS, INC., effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-05T15:31:48.590654+00:00. event_id=alpha:event:director_appointed:1l9nwzi ## Scoped resources - `alpha://company/capricor-therapeutics-inc` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record - `alpha://company/capricor-therapeutics-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=identity - `alpha://company/capricor-therapeutics-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=corporate-structure - `alpha://company/capricor-therapeutics-inc/board` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=board - `alpha://company/capricor-therapeutics-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=committees - `alpha://company/capricor-therapeutics-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=leadership - `alpha://company/capricor-therapeutics-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=ownership - `alpha://company/capricor-therapeutics-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=financials - `alpha://company/capricor-therapeutics-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=capital-structure - `alpha://company/capricor-therapeutics-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=compensation - `alpha://company/capricor-therapeutics-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=governance - `alpha://company/capricor-therapeutics-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=shareholder-governance - `alpha://company/capricor-therapeutics-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=audit - `alpha://company/capricor-therapeutics-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=legal - `alpha://company/capricor-therapeutics-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=risk - `alpha://company/capricor-therapeutics-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=cyber - `alpha://company/capricor-therapeutics-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=ai-governance - `alpha://company/capricor-therapeutics-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=agents - `alpha://company/capricor-therapeutics-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=ecosystem - `alpha://company/capricor-therapeutics-inc/events` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=events - `alpha://company/capricor-therapeutics-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=relationships - `alpha://company/capricor-therapeutics-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=assessments - `alpha://company/capricor-therapeutics-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - David B. Musket: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:5. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - Frank Litvack: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:6. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - George W. Dunbar Jr: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:7. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - Karimah Es Sabar: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:8. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - Linda Marbán, Ph.D.: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:9. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - Michael Kelliher: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:10. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - Paul Auwaerter: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:11. Valid from: 2026-04-10. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - Philip Gotwals: Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:12. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb. - Anthony Bergmann, M.B.A.: Chief Financial Officer. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:13. Valid from: 2026-04-10. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:70c5c1825bb23e9da878352c78d4739fe024549b1b491490c8a04218fefa5a44. - Karen G. Krasney, J.D.: Executive Vice President and General Counsel. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:14. Valid from: 2026-04-10. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0031108abe783278a3f9e08191bfe44b94238ee1873680184b711c2687e8d8dd. - Linda Marbán, Ph.D.: President, Chief Executive Officer and Director. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:leadership_role:15. Valid from: 2026-04-10. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f2b6fd8090aa0a49a2db4a19ee180bcba644f45e060841536f1bd980f3d9fd18. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - PUBLISHED ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - CAPRICOR THERAPEUTICS, INC.. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2b983930d954cf02da2fd65b6c190e591d569969dd2575afef1302ebd3fc13d5. ## Entity Status - Public listing published. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2b983930d954cf02da2fd65b6c190e591d569969dd2575afef1302ebd3fc13d5. ## Published Fact - US. Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2b983930d954cf02da2fd65b6c190e591d569969dd2575afef1302ebd3fc13d5. ## Security Listing - CAPR (NASDAQ). Claim: alpha:claim:company:be936a53-5a5f-4afa-bcb6-6e9712df135c:security_listing:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2b983930d954cf02da2fd65b6c190e591d569969dd2575afef1302ebd3fc13d5. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:2b983930d954cf02da2fd65b6c190e591d569969dd2575afef1302ebd3fc13d5: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/capricor-therapeutics-inc). - alpha:projection-evidence:document:2b6d38736ca3f4138ec2ce767feb39132ad0a75037cca3b43b96ae8a8575cabb: [DEF 14A capr-20260604xdef14a.htm](https://www.sec.gov/Archives/edgar/data/1133869/000110465926042070/capr-20260604xdef14a.htm). - alpha:projection-evidence:document:70c5c1825bb23e9da878352c78d4739fe024549b1b491490c8a04218fefa5a44: [CAPR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1133869/000110465926042070/capr-20260604xdef14a.htm). - alpha:projection-evidence:document:0031108abe783278a3f9e08191bfe44b94238ee1873680184b711c2687e8d8dd: [CAPR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1133869/000110465926042070/capr-20260604xdef14a.htm). - alpha:projection-evidence:document:f2b6fd8090aa0a49a2db4a19ee180bcba644f45e060841536f1bd980f3d9fd18: [CAPR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1133869/000110465926042070/capr-20260604xdef14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/capricor-therapeutics-inc) - [Public Markdown](https://registry.alpha.ac/companies/capricor-therapeutics-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/capricor-therapeutics-inc?format=jsonld) - MCP resource: `alpha://companies/capricor-therapeutics-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible.