# Cohen & Co Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/cohen-co-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 19 | | Claims under review | 1 | | Evidence records | 4 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-07T06:08:47.582394+00:00 | | Last reviewed | 2026-10-07T06:08:47.582394+00:00 | ## Identity - Legal name: Cohen & Co Inc. - Display name: Cohen & Co Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-07T06:08:47.582394+00:00 | | Completeness | 0.409 | | Record Quality | 0.815 | | Directors | 7 | | Committees | 2 | | Governance events | 4 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Diana Louise Liberto: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2015-01-01. Committees: Executive Compensation Table Committee (member). claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:6 - G. Steven Dawson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2005-01-01. Committees: Executive Compensation Table Committee (member). claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:7 - Jack DiMaio: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-16. Committees: Executive Compensation Table Committee (member). claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:8 - Jack Haraburda: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-16. Committees: Executive Compensation Table Committee (member). claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:9 - Daniel G. Cohen: Executive Chairman. Status: unknown. Independent: false. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:5 - Joseph W. Pooler, Jr.: Executive Vice President, Chief Financial Officer & Treasurer and Director. Status: unknown. Independent: false. Since: NOT_PUBLISHED. Committees: Chief Financial Officer & Treasurer and Director (member). claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:10 - Lester R. Brafman: Chief Executive Officer and Director. Status: unknown. Independent: false. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:11 ## Committees - Chief Financial Officer & Treasurer and Director (other). Chair: NOT_PUBLISHED. Members: Joseph W. Pooler, Jr. (member, unknown). committee_id=alpha:committee:cohen-co-inc:chief-financial-officer-treasurer-and-director - Executive Compensation Table Committee (compensation). Chair: NOT_PUBLISHED. Members: Diana Louise Liberto (member, current); G. Steven Dawson (member, current); Jack DiMaio (member, current); Jack Haraburda (member, current); Diana Louise Liberto (member, unknown); G. Steven Dawson (member, unknown); Jack DiMaio (member, unknown); Jack Haraburda (member, unknown). committee_id=alpha:committee:cohen-co-inc:executive-compensation-table-committee ## Executive leadership - Joseph W. Pooler, Jr.: Executive Vice President, Chief Financial Officer and Treasurer [CFO]. Status: unknown. claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:12 - Lester R. Brafman: Chief Executive Officer [CEO]. Status: unknown. claim_id=alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:13 ## Governance events - DIRECTOR_APPOINTED: Jack DiMaio seat on Cohen & Co Inc., effective 2026-04-16. Effective: 2026-04-16. Detected: 2026-10-07T06:08:47.582394+00:00. event_id=alpha:event:director_appointed:1g3yjfp - DIRECTOR_APPOINTED: Jack Haraburda seat on Cohen & Co Inc., effective 2026-04-16. Effective: 2026-04-16. Detected: 2026-10-07T06:08:47.582394+00:00. event_id=alpha:event:director_appointed:1iaq549 - DIRECTOR_APPOINTED: Diana Louise Liberto seat on Cohen & Co Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-07T06:08:47.582394+00:00. event_id=alpha:event:director_appointed:1whqy64 - DIRECTOR_APPOINTED: G. Steven Dawson seat on Cohen & Co Inc., effective 2005-01-01. Effective: 2005-01-01. Detected: 2026-10-07T06:08:47.582394+00:00. event_id=alpha:event:director_appointed:13pcd4p ## Scoped resources - `alpha://company/cohen-co-inc` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record - `alpha://company/cohen-co-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=identity - `alpha://company/cohen-co-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=corporate-structure - `alpha://company/cohen-co-inc/board` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=board - `alpha://company/cohen-co-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=committees - `alpha://company/cohen-co-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=leadership - `alpha://company/cohen-co-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=ownership - `alpha://company/cohen-co-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=financials - `alpha://company/cohen-co-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=capital-structure - `alpha://company/cohen-co-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=compensation - `alpha://company/cohen-co-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=governance - `alpha://company/cohen-co-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=shareholder-governance - `alpha://company/cohen-co-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=audit - `alpha://company/cohen-co-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=legal - `alpha://company/cohen-co-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=risk - `alpha://company/cohen-co-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=cyber - `alpha://company/cohen-co-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=ai-governance - `alpha://company/cohen-co-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=agents - `alpha://company/cohen-co-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=ecosystem - `alpha://company/cohen-co-inc/events` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=events - `alpha://company/cohen-co-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=relationships - `alpha://company/cohen-co-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=assessments - `alpha://company/cohen-co-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Executive Compensation Table Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:diana-louise-liberto-cohn","name":"Diana Louise Liberto"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Executive Compensation Table Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:g-steven-dawson-cohn","name":"G. Steven Dawson"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Executive Compensation Table Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:jack-dimaio-cohn","name":"Jack DiMaio"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:18: `{"kind":"committee_appointment","original_name":"Executive Compensation Table Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:jack-haraburda-cohn","name":"Jack Haraburda"},"source_id":"governance_people_committees"}` ## Leadership - Daniel G. Cohen: Executive Chairman. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4c22a5d400a5503c4d02b420407659c4593d0cc03416d38309c59bc68322eb0d. - Diana Louise Liberto: Director. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:6. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:02ae70b30453a3a8396b918c9dd872a9d95874b5363780a5b398bb1b62d3da84. - G. Steven Dawson: Director. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:7. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:02ae70b30453a3a8396b918c9dd872a9d95874b5363780a5b398bb1b62d3da84. - Jack DiMaio: Director. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:8. Valid from: 2026-04-16. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:02ae70b30453a3a8396b918c9dd872a9d95874b5363780a5b398bb1b62d3da84. - Jack Haraburda: Director. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:9. Valid from: 2026-04-16. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:02ae70b30453a3a8396b918c9dd872a9d95874b5363780a5b398bb1b62d3da84. - Joseph W. Pooler, Jr.: Executive Vice President, Chief Financial Officer & Treasurer and Director. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:10. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4c22a5d400a5503c4d02b420407659c4593d0cc03416d38309c59bc68322eb0d. - Lester R. Brafman: Chief Executive Officer and Director. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:11. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4c22a5d400a5503c4d02b420407659c4593d0cc03416d38309c59bc68322eb0d. - Joseph W. Pooler, Jr.: Executive Vice President, Chief Financial Officer and Treasurer. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4c22a5d400a5503c4d02b420407659c4593d0cc03416d38309c59bc68322eb0d. - Lester R. Brafman: Chief Executive Officer. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:leadership_role:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4c22a5d400a5503c4d02b420407659c4593d0cc03416d38309c59bc68322eb0d. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Executive Compensation Table Committee: Chair not stated; Members Diana Louise Liberto; G. Steven Dawson; Jack DiMaio; Jack Haraburda. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_record:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:630695df40e59da76bc18cc48e23dde5ea1d3a645b4e8366672c4255a679a716. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - Cohen & Co Inc.. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9156a50dfc295cc2e0f37672492a57cb69c05d53d8f8579241a9dd2b272d2e1a. ## Entity Status - Public listing published. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9156a50dfc295cc2e0f37672492a57cb69c05d53d8f8579241a9dd2b272d2e1a. ## Published Fact - US. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9156a50dfc295cc2e0f37672492a57cb69c05d53d8f8579241a9dd2b272d2e1a. ## Committee Appointment - Diana Louise Liberto: member, Executive Compensation Table Committee. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:630695df40e59da76bc18cc48e23dde5ea1d3a645b4e8366672c4255a679a716. - G. Steven Dawson: member, Executive Compensation Table Committee. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:630695df40e59da76bc18cc48e23dde5ea1d3a645b4e8366672c4255a679a716. - Jack DiMaio: member, Executive Compensation Table Committee. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:630695df40e59da76bc18cc48e23dde5ea1d3a645b4e8366672c4255a679a716. - Jack Haraburda: member, Executive Compensation Table Committee. Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:committee_appointment:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:630695df40e59da76bc18cc48e23dde5ea1d3a645b4e8366672c4255a679a716. ## Security Listing - COHN (NYSE). Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:security_listing:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9156a50dfc295cc2e0f37672492a57cb69c05d53d8f8579241a9dd2b272d2e1a. - COHN (NYSE AMERICAN). Claim: alpha:claim:company:2fe017fa-f8eb-42a2-b734-ba0e467a2e10:security_listing:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9156a50dfc295cc2e0f37672492a57cb69c05d53d8f8579241a9dd2b272d2e1a. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:9156a50dfc295cc2e0f37672492a57cb69c05d53d8f8579241a9dd2b272d2e1a: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/cohen-co-inc). - alpha:projection-evidence:document:4c22a5d400a5503c4d02b420407659c4593d0cc03416d38309c59bc68322eb0d: [SEC DEF 14A 0001104659-26-043967](https://www.sec.gov/Archives/edgar/data/1270436/000110465926043967/tm261428-5_def14a.htm). - alpha:projection-evidence:document:02ae70b30453a3a8396b918c9dd872a9d95874b5363780a5b398bb1b62d3da84: [DEF 14A tm261428-5_def14a.htm](https://www.sec.gov/Archives/edgar/data/1270436/000110465926043967/tm261428-5_def14a.htm). - alpha:projection-evidence:630695df40e59da76bc18cc48e23dde5ea1d3a645b4e8366672c4255a679a716: [Executive Compensation Table Committee](https://www.sec.gov/Archives/edgar/data/1270436/000110465926043967/tm261428-5_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/cohen-co-inc) - [Public Markdown](https://registry.alpha.ac/companies/cohen-co-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/cohen-co-inc?format=jsonld) - MCP resource: `alpha://companies/cohen-co-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible. ## Critical-risk oversight Snapshot as of 2026-10-08T03:55:22.726668+00:00; recorded 2026-10-08T03:55:22.726668+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.