# COMPLY

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/comply |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 5 |
| Claims under review | 2 |
| Evidence records | 3 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-08-14T16:00:00+00:00 |
| Last reviewed | 2026-08-14T16:00:00+00:00 |

## Identity

- Legal name: COMPLY
- Display name: COMPLY

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-08T10:37:49.503559+00:00 |
| Completeness | 0.316 |
| Record Quality | 0.698 |
| Directors | 1 |
| Committees | 0 |
| Governance events | 0 |
| Entity class | private_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | NOT_REVIEWED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | NOT_APPLICABLE |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_APPLICABLE |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_APPLICABLE |
| events | INSUFFICIENT_EVIDENCE |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Frank Roe: Board Chair. Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9:leadership_role:6

## Executive leadership

- Jamila Mayfield: Chief Regulatory Services Officer. Status: unknown. claim_id=alpha:claim:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9:leadership_role:7

## Scoped resources

- `alpha://company/comply` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record
- `alpha://company/comply/identity` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=identity
- `alpha://company/comply/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=corporate-structure
- `alpha://company/comply/board` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=board
- `alpha://company/comply/committees` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=committees
- `alpha://company/comply/leadership` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=leadership
- `alpha://company/comply/ownership` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=ownership
- `alpha://company/comply/financials` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=financials
- `alpha://company/comply/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=capital-structure
- `alpha://company/comply/compensation` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=compensation
- `alpha://company/comply/governance` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=governance
- `alpha://company/comply/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=shareholder-governance
- `alpha://company/comply/audit` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=audit
- `alpha://company/comply/legal` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=legal
- `alpha://company/comply/risk` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=risk
- `alpha://company/comply/cyber` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=cyber
- `alpha://company/comply/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=ai-governance
- `alpha://company/comply/agents` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=agents
- `alpha://company/comply/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=ecosystem
- `alpha://company/comply/events` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=events
- `alpha://company/comply/relationships` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=relationships
- `alpha://company/comply/assessments` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=assessments
- `alpha://company/comply/evidence` (contract): https://registry.alpha.ac/api/public/companies/comply?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- NO_RECORDS_FOUND

## Leadership

- Frank Roe: Board Chair. Claim: alpha:claim:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9:leadership_role:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:eef7c1624170ecdb0a1d870527c43d2dfa92a47034021fc787348b9c4bd2fbb9.
- Jamila Mayfield: Chief Regulatory Services Officer. Claim: alpha:claim:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9:leadership_role:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8b67ae8af1c5bc0691adef95579fdd1543dc1ab5042bb2643f228245061cd0bd.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- PUBLISHED

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- NOT_REVIEWED

## Legal Name

- COMPLY. Claim: alpha:claim:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ddbeee52041bf4f771aa2a7127adf57f7e1f419763cc9d136d4290c3a1e8136f.

## Entity Status

- Listing not asserted. Claim: alpha:claim:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ddbeee52041bf4f771aa2a7127adf57f7e1f419763cc9d136d4290c3a1e8136f.

## Published Fact

- US. Claim: alpha:claim:company:2fc0a2e5-81e8-4207-a6f9-569454430cd9:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:ddbeee52041bf4f771aa2a7127adf57f7e1f419763cc9d136d4290c3a1e8136f.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | NOT_REVIEWED |

## Public sources

- alpha:projection-evidence:ddbeee52041bf4f771aa2a7127adf57f7e1f419763cc9d136d4290c3a1e8136f: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/comply).
- alpha:projection-evidence:document:eef7c1624170ecdb0a1d870527c43d2dfa92a47034021fc787348b9c4bd2fbb9: [Frank Roe - COMPLY role evidence](https://www.comply.com).
- alpha:projection-evidence:document:8b67ae8af1c5bc0691adef95579fdd1543dc1ab5042bb2643f228245061cd0bd: [Jamila Mayfield - COMPLY role evidence](https://www.comply.com).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/comply)
- [Public Markdown](https://registry.alpha.ac/companies/comply.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/comply?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/comply?format=jsonld)
- MCP resource: `alpha://companies/comply` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-10-08T10:37:49.505975+00:00; recorded 2026-10-08T10:37:49.505975+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.