# Ellington Financial Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:d0555db4-d19b-40da-82b6-d610bec5d266 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/ellington-financial-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 31 | | Claims under review | 1 | | Evidence records | 6 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-12T04:48:03.093876+00:00 | | Last reviewed | 2026-10-12T04:48:03.093876+00:00 | ## Identity - Legal name: Ellington Financial Inc. - Display name: Ellington Financial Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-12T12:35:11.320663+00:00 | | Completeness | 0.409 | | Record Quality | 0.822 | | Directors | 5 | | Committees | 3 | | Governance events | 8 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Edward Resendez: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2007-01-01. Committees: Audit Committee (member); Compensation Committee (chair); Nominating and Corporate Governance Committee (member). claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:5 - Laurence E. Penn: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2007-01-01. claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:6 - Lisa Mumford: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. Committees: Audit Committee (member); Compensation Committee (member); Nominating and Corporate Governance Committee (member). claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:7 - Ronald I. Simon: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2007-01-01. Committees: Audit Committee (chair); Compensation Committee (member); Nominating and Corporate Governance Committee (member). claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:8 - Stephen J. Dannhauser: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. Committees: Audit Committee (member); Compensation Committee (member); Nominating and Corporate Governance Committee (chair). claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:9 ## Committees - Audit Committee (audit). Chair: Ronald I. Simon. Members: Ronald I. Simon (chair, current); Edward Resendez (member, current); Lisa Mumford (member, current); Stephen J. Dannhauser (member, current). committee_id=alpha:committee:ellington-financial-inc:audit-committee - Compensation Committee (compensation). Chair: Edward Resendez. Members: Edward Resendez (chair, current); Lisa Mumford (member, current); Ronald I. Simon (member, current); Stephen J. Dannhauser (member, current). committee_id=alpha:committee:ellington-financial-inc:compensation-committee - Nominating and Corporate Governance Committee (nominating_governance). Chair: Stephen J. Dannhauser. Members: Stephen J. Dannhauser (chair, current); Edward Resendez (member, current); Lisa Mumford (member, current); Ronald I. Simon (member, current). committee_id=alpha:committee:ellington-financial-inc:nominating-and-corporate-governance-committee ## Executive leadership - Michael Vranos: Co-Chief Investment Officer. Status: current. claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:10 - Penn: Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:11 - Tecotzky: Co-Chief Investment Officer. Status: current. claim_id=alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:12 ## Governance events - EXECUTIVE_APPOINTED: Michael Vranos executive of Ellington Financial Inc., effective 2026-03-02. Effective: 2026-03-02. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:1kq61em15j3c76 - CEO_CHANGED: Penn executive of Ellington Financial Inc., effective 2026-03-02. Effective: 2026-03-02. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:1gqc7z8970ws4 - EXECUTIVE_APPOINTED: Tecotzky executive of Ellington Financial Inc., effective 2026-03-02. Effective: 2026-03-02. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:1qfecc81ta53fc - DIRECTOR_APPOINTED: Stephen J. Dannhauser seat on Ellington Financial Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:1p54mcm1isimai - DIRECTOR_APPOINTED: Lisa Mumford seat on Ellington Financial Inc., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:ansh3w1uh1gey - DIRECTOR_APPOINTED: Edward Resendez seat on Ellington Financial Inc., effective 2007-01-01. Effective: 2007-01-01. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:1cxcufc1tl9ydq - DIRECTOR_APPOINTED: Laurence E. Penn seat on Ellington Financial Inc., effective 2007-01-01. Effective: 2007-01-01. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:7sokttfn3edt - DIRECTOR_APPOINTED: Ronald I. Simon seat on Ellington Financial Inc., effective 2007-01-01. Effective: 2007-01-01. Detected: 2026-10-12T04:48:03.093876+00:00. event_id=alpha:event:transition:1ql1auv656puf ## Scoped resources - `alpha://company/ellington-financial-inc` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record - `alpha://company/ellington-financial-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=identity - `alpha://company/ellington-financial-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=corporate-structure - `alpha://company/ellington-financial-inc/board` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=board - `alpha://company/ellington-financial-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=committees - `alpha://company/ellington-financial-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=leadership - `alpha://company/ellington-financial-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=ownership - `alpha://company/ellington-financial-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=financials - `alpha://company/ellington-financial-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=capital-structure - `alpha://company/ellington-financial-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=compensation - `alpha://company/ellington-financial-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=governance - `alpha://company/ellington-financial-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=shareholder-governance - `alpha://company/ellington-financial-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=audit - `alpha://company/ellington-financial-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=legal - `alpha://company/ellington-financial-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=risk - `alpha://company/ellington-financial-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=cyber - `alpha://company/ellington-financial-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=ai-governance - `alpha://company/ellington-financial-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=agents - `alpha://company/ellington-financial-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=ecosystem - `alpha://company/ellington-financial-inc/events` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=events - `alpha://company/ellington-financial-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=relationships - `alpha://company/ellington-financial-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=assessments - `alpha://company/ellington-financial-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:14: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:ronald-i-simon-efc-pd","name":"Ronald I. Simon"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:edward-resendez-efc-pd","name":"Edward Resendez"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:lisa-mumford-efc-pd","name":"Lisa Mumford"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit Committee","category":"audit","role":"member","person":{"alpha_id":"alpha:person:stephen-j-dannhauser-efc-pd","name":"Stephen J. Dannhauser"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:edward-resendez-efc-pd","name":"Edward Resendez"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:edward-resendez-efc-pd","name":"Edward Resendez"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:lisa-mumford-efc-pd","name":"Lisa Mumford"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:ronald-i-simon-efc-pd","name":"Ronald I. Simon"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Compensation Committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:stephen-j-dannhauser-efc-pd","name":"Stephen J. Dannhauser"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:stephen-j-dannhauser-efc-pd","name":"Stephen J. Dannhauser"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:edward-resendez-efc-pd","name":"Edward Resendez"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:lisa-mumford-efc-pd","name":"Lisa Mumford"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Nominating and Corporate Governance Committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:ronald-i-simon-efc-pd","name":"Ronald I. Simon"},"source_id":"governance_people_committees"}` ## Leadership - Edward Resendez: Director. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:5. Valid from: 2007-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:04f02ae2b42ef480e6ff64313a6d773b1381389d0b2e1d11240f7be07dbecbc6. - Laurence E. Penn: Director. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:6. Valid from: 2007-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:04f02ae2b42ef480e6ff64313a6d773b1381389d0b2e1d11240f7be07dbecbc6. - Lisa Mumford: Director. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:7. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:04f02ae2b42ef480e6ff64313a6d773b1381389d0b2e1d11240f7be07dbecbc6. - Ronald I. Simon: Director. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:8. Valid from: 2007-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:04f02ae2b42ef480e6ff64313a6d773b1381389d0b2e1d11240f7be07dbecbc6. - Stephen J. Dannhauser: Director. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:9. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:04f02ae2b42ef480e6ff64313a6d773b1381389d0b2e1d11240f7be07dbecbc6. - Michael Vranos: Co-Chief Investment Officer. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:10. Valid from: 2026-03-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:00616d3e424a0e737c0b18666f71a2301d9aae873fc2c8c288726d53bd182cb9. - Penn: Chief Executive Officer. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:11. Valid from: 2026-03-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:7bca19fbffd92cae3315dace2ad8c30e4ef29e6ceaa54480c4bceae6c37501f5. - Tecotzky: Co-Chief Investment Officer. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:12. Valid from: 2026-03-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:dbbf1b01e0cf98289b9656770140d64221e46e50285fdd329cedf8ee2608aa51. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit Committee: Chair Ronald I. Simon; Members Ronald I. Simon (Chair); Edward Resendez; Lisa Mumford; Stephen J. Dannhauser. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_record:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Compensation Committee: Chair Edward Resendez; Members Edward Resendez (Chair); Edward Resendez; Lisa Mumford; Ronald I. Simon; Stephen J. Dannhauser. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_record:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Nominating and Corporate Governance Committee: Chair Stephen J. Dannhauser; Members Stephen J. Dannhauser (Chair); Edward Resendez; Lisa Mumford; Ronald I. Simon. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_record:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - Ellington Financial Inc.. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d. ## Entity Status - Public listing published. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d. ## Published Fact - US. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d. ## Committee Appointment - Ronald I. Simon: chair, Audit Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Edward Resendez: member, Audit Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Lisa Mumford: member, Audit Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Stephen J. Dannhauser: member, Audit Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Edward Resendez: chair, Compensation Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Edward Resendez: member, Compensation Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Lisa Mumford: member, Compensation Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Ronald I. Simon: member, Compensation Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Stephen J. Dannhauser: member, Compensation Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Stephen J. Dannhauser: chair, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Edward Resendez: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Lisa Mumford: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. - Ronald I. Simon: member, Nominating and Corporate Governance Committee. Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663. ## Security Listing - EFC (NYSE). Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:security_listing:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d. - EFC-PB (NYSE). Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:security_listing:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d. - EFC-PC (NYSE). Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:security_listing:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d. - EFC-PD (NYSE). Claim: alpha:claim:company:d0555db4-d19b-40da-82b6-d610bec5d266:security_listing:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:a9ef62524b8b53fb795d09d300b6d4b2dbbe66f459122015cb209191f2bf854d: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/ellington-financial-inc). - alpha:projection-evidence:document:04f02ae2b42ef480e6ff64313a6d773b1381389d0b2e1d11240f7be07dbecbc6: [DEF 14A efc-20260408.htm](https://www.sec.gov/Archives/edgar/data/1411342/000162828026024281/efc-20260408.htm). - alpha:projection-evidence:document:00616d3e424a0e737c0b18666f71a2301d9aae873fc2c8c288726d53bd182cb9: [EFC 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1411342/000162828026013279/efc-20251231.htm). - alpha:projection-evidence:document:7bca19fbffd92cae3315dace2ad8c30e4ef29e6ceaa54480c4bceae6c37501f5: [EFC 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1411342/000162828026013279/efc-20251231.htm). - alpha:projection-evidence:document:dbbf1b01e0cf98289b9656770140d64221e46e50285fdd329cedf8ee2608aa51: [EFC 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1411342/000162828026013279/efc-20251231.htm). - alpha:projection-evidence:4fdb0a2942ccc2277473c1d35b30c2bb40d109da10f50983aaf4f6ae9da4f663: [Audit Committee](https://www.sec.gov/Archives/edgar/data/1411342/000162828026024281/efc-20260408.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/ellington-financial-inc) - [Public Markdown](https://registry.alpha.ac/companies/ellington-financial-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/ellington-financial-inc?format=jsonld) - MCP resource: `alpha://companies/ellington-financial-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-12T12:35:11.1375+00:00; recorded 2026-10-12T12:35:11.1375+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.