# GLADSTONE INVESTMENT CORPORATIONDE

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1 |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/gladstone-investment-corporationde |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 23 |
| Claims under review | 1 |
| Evidence records | 5 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-02T04:48:03.975659+00:00 |
| Last reviewed | 2026-10-02T04:48:03.975659+00:00 |

## Identity

- Legal name: GLADSTONE INVESTMENT CORPORATIONDE
- Display name: GLADSTONE INVESTMENT CORPORATIONDE

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:anthony-w-parker","name":"Anthony W. Parker"},"source_id":"board_seats"}`
- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:john-h-outland","name":"John H. Outland"},"source_id":"board_seats"}`
- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:18: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:michela-a-english","name":"Michela A. English"},"source_id":"board_seats"}`
- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:walter-h-wilkinson-jr","name":"Walter H. Wilkinson, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:john-h-outland","name":"John H. Outland"},"source_id":"board_seats"}`
- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:katharine-c-gorka","name":"Katharine C. Gorka"},"source_id":"board_seats"}`
- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:michela-a-english","name":"Michela A. English"},"source_id":"board_seats"}`
- Claim alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:walter-h-wilkinson-jr","name":"Walter H. Wilkinson, Jr."},"source_id":"board_seats"}`

## Leadership

- Anthony W. Parker: Director, Audit · Chair. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:5. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2.
- David Gladstone: Director. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:6. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2.
- John H. Outland: Director, Audit; Compensation · Chair. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:7. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2.
- Katharine C. Gorka: Director, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:8. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2.
- Michela A. English: Director, Audit; Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:9. Valid from: 2005-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2.
- Paula Novara: Director. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:10. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2.
- Walter H. Wilkinson, Jr.: Director, Audit; Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:11. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2.
- David Gladstone: Chairman and Chief Executive Officer. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:12. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:3.
- Jack Dellafiora: Chief Compliance Officer. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:13. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:3.
- Taylor Ritchie: Chief Financial Officer and Treasurer. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:leadership_role:14. Valid from: 2025-06-20. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:3.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Audit: Chair Anthony W. Parker; Members Anthony W. Parker (Chair); John H. Outland; Michela A. English; Walter H. Wilkinson, Jr.. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_record:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:4.
- Compensation: Chair John H. Outland; Members John H. Outland (Chair); Katharine C. Gorka; Michela A. English; Walter H. Wilkinson, Jr.. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_record:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:5.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- GLADSTONE INVESTMENT CORPORATIONDE. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:1.

## Entity Status

- Public listing published. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:1.

## Published Fact

- US. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:1.

## Committee Appointment

- Anthony W. Parker: chair, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:4.
- John H. Outland: member, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:4.
- Michela A. English: member, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:4.
- Walter H. Wilkinson, Jr.: member, Audit. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:4.
- John H. Outland: chair, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:5.
- Katharine C. Gorka: member, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:5.
- Michela A. English: member, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:5.
- Walter H. Wilkinson, Jr.: member, Compensation. Claim: alpha:claim:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:5.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:1: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/gladstone-investment-corporationde).
- alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:2: [GLADSTONE INVESTMENT CORPORATION\DE DEF 14A 2025-06-20](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm).
- alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:3: [GAINN DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm).
- alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:4: [Audit](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm).
- alpha:evidence:company:51fbf844-dd9c-4d0f-8db2-e7c709326b6c:5: [Compensation](https://www.sec.gov/Archives/edgar/data/1321741/000119312525143255/d821805ddef14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/gladstone-investment-corporationde)
- [Public Markdown](https://registry.alpha.ac/companies/gladstone-investment-corporationde.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/gladstone-investment-corporationde?format=jsonld)
- MCP resource: `alpha://companies/gladstone-investment-corporationde` at https://mcp.alpha.ac/mcp


## Connected governance records

Structured intelligence is not currently available. Existing published profile evidence remains accessible.