Audit
audit · board committee · Current
- Chair
- James H. Hugar
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Alpha Governance Record
- Record version
- public-1
- Last updated
- Oct 6, 2026
- Completeness
- 41%
- Record Quality
- 83 / 100
- Evidence coverage
- 4
- Verification status
- Source reported
- Directors
- 9
- Committees
- 6
- Governance events
- 14
Alpha ID: alpha:company:436685d1-5813-4c68-9a3d-f7c052a6255bSchema: alpha-governance-record-v2Ontology: alpha-governance-ontology-v124 published Claims4 sources
Governance at a glance
Each value is read from the published Record. “Not published” means no evidence-backed Claim exists in this Record yet; it is never a finding about the company.
- Board size
- 7Published current seats
- Independence
- 6 of 7 determined86%
- CEO and chair
- Not published
- Lead independent director
- Not published
- Key committees
- 6 of 6 published
- Ownership concentration
- Not published
- Auditor
- Not published
- Recent governance changes
- 14 derived eventsEXECUTIVE APPOINTED
- Shareholder dissent
- Not published
- AI oversight
- Not published
- Cyber oversight
- Not published
- Material legal matters
- Not published
- Alpha Verify status
- Source reportedIdentity: unclaimed
- Record Quality
- 83 / 100Describes Alpha's Record, not the company
Governance record
Record overview
Explore Great Elm Group, Inc.'s published governance Claims, committee structure, and linked sources. Each item reflects the scope and dates of its source.
About this record →- Company
- Great Elm Group, Inc.
- Published Claims
- 24
- Evidence records
- 4
- Record version
- public-1
Record highlights
Only published Claims appear in these highlights.
Shareholders →
No source-linked Claim published yet.
Compensation →
No source-linked Claim published yet.
Legal →
No source-linked Claim published yet.
Committee overview
Committee summaries link to the published Claim and its source evidence.
| Committee | Disclosed mandate or composition |
|---|---|
| Audit | Chair: James H. Hugar · 3 listed members |
| Compensation | Chair: James P. Parmelee · 2 listed members |
| Nominating and Governance | Chair: Matthew A. Drapkin · 1 listed member |
Key governance topics
Counts describe published Claims in this record.
Key Claims
- Leadership RoleBooker Smith: DirectorGreat Elm Group, Inc. DEF 14A 2025-10-17
- Leadership RoleDavid Matter: Director, AuditGreat Elm Group, Inc. DEF 14A 2025-10-17
- Leadership RoleDavid Schwartz: DirectorGreat Elm Group, Inc. DEF 14A 2025-10-17
- Leadership RoleEric J. Scheyer: Director, CompensationGreat Elm Group, Inc. DEF 14A 2025-10-17
What changed
- EXECUTIVE APPOINTED: Not provided in excerpt executive of Great Elm Group, Inc., effective 2025-09-02.Sep 2, 2025
- DIRECTOR APPOINTED: Booker Smith seat on Great Elm Group, Inc., effective 2025-01-01.Jan 1, 2025
- DIRECTOR APPOINTED: Lloyd Nathan seat on Great Elm Group, Inc., effective 2025-01-01.Jan 1, 2025
Board
Published
Published board seats, independence determinations, tenure and committee roles.
- Published seats
- 7Alpha-calculated metric · Count of published current board seats in this Record. Roster completeness is not asserted.
- Independent share
- 86%Alpha-calculated metric · Board independence determinations are source facts; the share is computed only over directors with a published determination.
- Average tenure
- 5.5 years (7 dated)Alpha-calculated metric · Average tenure at the Record as-of time, bounded by appointment end dates; directors without a published start date are excluded.
- Committee load
- 1.75 per directorAlpha-calculated metric · Average published committee memberships per current director with at least one published membership.
| Director | Role | Independent | Since | Committees | Status | Claim |
|---|---|---|---|---|---|---|
| Booker Smith | Director | YesBoard determination | 2025-01-01 | Not published | Current | Evidence |
| David Matter | Director | YesBoard determination | 2022-01-01 | Audit | Current | Evidence |
| Eric J. Scheyer | Director | YesBoard determination | 2020-01-01 | Compensation | Current | Evidence |
| James P. Parmelee | Director | YesBoard determination | 2017-01-01 | AuditAudit; Compensation · ChairCompensation (Chair) | Current | Evidence |
| Jan Reese | Director | NoBoard determination | 2023-01-01 | Not published | Current | Evidence |
| Lloyd Nathan | Director | YesBoard determination | 2025-01-01 | Not published | Current | Evidence |
| Matthew A. Drapkin | Director | YesBoard determination | 2017-01-01 | Nominating and Governance (Chair)Nominating and Governance · Chair | Current | Evidence |
| David Schwartz | Director | YesBoard determination | Not published | Not published | Status not published | Evidence |
| James H. Hugar | Director | YesBoard determination | Not published | Audit (Chair)Audit · Chair | Status not published | Evidence |
Skills matrix
Cells show published skill Claims. A blank cell means no Claim is published, not that the director lacks the skill.
| Director | Financial | AI | Cyber | Regulatory | International | Public company | Technology |
|---|---|---|---|---|---|---|---|
| Booker Smith | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| David Matter | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| Eric J. Scheyer | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| James P. Parmelee | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| Jan Reese | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| Lloyd Nathan | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| Matthew A. Drapkin | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| David Schwartz | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
| James H. Hugar | Not published | Not published | Not published | Not published | Not published | Not published | Not published |
No director skill Claims are published in this Record yet.
Not published in this Record: chair, lead independent director, board type, median tenure, average age, refreshment rate, gender diversity, geographic diversity, succession risk, overboarding, board interlocks, attendance.
Published Claims in this section (9)
Committees
Published
Committees are governed objects with temporal memberships, chairs and mandates.
| Director | Audit | Audit · Chair | Audit; Compensation · Chair | Compensation | Nominating and Governance | Nominating and Governance · Chair |
|---|---|---|---|---|---|---|
| James H. Hugar | Chair | Member · Status not published | Not published | Not published | Not published | Not published |
| David Matter | Member | Not published | Not published | Not published | Not published | Not published |
| James P. Parmelee | Member | Not published | Member | Chair | Not published | Not published |
| Eric J. Scheyer | Not published | Not published | Not published | Member | Not published | Not published |
| Matthew A. Drapkin | Not published | Not published | Not published | Not published | Chair | Member |
Audit · Chair
audit · board committee · Status not published
- Chair
- Not published
- Members
- James H. Hugar · Evidencemember
Audit; Compensation · Chair
audit · board committee · Current
- Chair
- Not published
- Members
- James P. Parmelee · Evidencemember · since 2017-01-01
Compensation
compensation · board committee · Current
- Chair
- James P. Parmelee
Nominating and Governance
nominating governance · board committee · Current
- Chair
- Matthew A. Drapkin
Nominating and Governance · Chair
nominating governance · board committee · Current
- Chair
- Not published
- Members
- Matthew A. Drapkin · Evidencemember · since 2017-01-01
Published Claims in this section (9)
Leadership
Published
Executive roles as published; role codes are title normalizations, not inferences about authority.
| Executive | Title | Role | Start | Status | Board | Claim |
|---|---|---|---|---|---|---|
| Not provided in excerpt | Chief Compliance Officer | CCO | 2025-09-02 | Current | Not published | Evidence |
- CEO
- Not published
- CFO
- Not published
- GC
- Not published
- CORPORATE_SECRETARY
- Not published
- COO
- Not published
- CHRO
- Not published
- CIO
- Not published
- CTO
- Not published
- CISO
- Not published
- CAIO
- Not published
- CRO
- Not published
Published Claims in this section (1)
Ownership
Not reviewed
Holders, voting power and activism as disclosed. Influence is never inferred from ownership alone.
Activist positions
No activist positions are published in this Record.
Ownership disclosures
No ownership disclosures are published in this Record.
Ownership coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageFinancials
Not reviewed
Governance-relevant financial context with period, unit and source attached to each observation.
Published financial observations retain their reported values, periods, and sources. Coverage may be partial; this is not a reconstructed complete financial statement.
All financials coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageOther published Claims in this section (2)
Governance
Not reviewed
Governing documents, provisions and shareholder meeting records as versioned policy objects.
Provisions
No charter or bylaw provisions are published in this Record.
Shareholder meetings and votes
No shareholder meeting or vote records are published in this Record.
Governance coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageRisk
Not reviewed
Risk ownership, audit and assurance, and cyber oversight. Company assertions, independent assurance and Alpha verification stay distinct.
No risk disclosures are published in this Record yet.
Governed risk taxonomy
strategic · financial · operational · legal · regulatory · cyber · privacy · ai · model · agentic · supply_chain · geopolitical · climate · human_capital · reputation · third_party · concentration
Audit and assurance
- External auditor
- Not published
- Auditor tenure
- Not published
- Engagement partner
- Not published
- Alpha verification
- source reported Published claims are reported by public sources; none is Alpha verified. Profile ownership is unclaimed.
Material weaknesses and restatements
No material weakness or restatement is published in this Record. This is not a clean-controls conclusion.
Independent assurance
No independent assurance report is published in this Record.
Company assertions
No company assurance assertions are published in this Record.
Cybersecurity and data governance
- Executive owner
- Not published
- Board oversight
- Not published
Cyber and privacy incidents
No cyber or privacy incident is published in this Record. Absence of a disclosure is not absence of an incident.
No further cyber or data governance disclosures are published.
Agent governance
Restricted Agent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
transaction_schema_version=2026-08-29 authority_object=AuthorityGrant pre_action_decision=TrustCheck action_record=GovernanceReceipt plane=private_enterprise_overlay
Risk coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageAI
Not reviewed
Board and executive oversight of AI, AI policies, incidents and regulation exposure.
- Executive AI owner
- Not published
- Board or committee AI oversight
- Not published
- Responsible AI committee
- Not published
- AI governance framework
- Not published
- Model inventory
- Restricted Private enterprise overlay
AI incidents
No AI incident is published in this Record. Absence of a disclosure is not absence of an incident.
External AI assurance
No external AI assurance is published in this Record.
AI regulation exposure
No AI regulation exposure disclosure is published in this Record.
Other AI governance disclosures
No further AI governance disclosures are published.
AI coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageLegal
Not reviewed
Litigation, regulatory investigations and enforcement as first-class legal matters.
Legal developments
No legal developments are published in this Record.
Legal coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageCompensation
Not reviewed
Executive and director compensation disclosures and metrics.
No compensation disclosures are published in this Record.
Compensation coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageGovernance events
Published
Events are derived from dated changes in governed relationships and from Registry record supersession. Nothing here is typed by hand.
- 2025-09-02EXECUTIVE APPOINTEDNot provided in excerpt executive of Great Elm Group, Inc., effective 2025-09-02.Temporal change
- 2025-01-01DIRECTOR APPOINTEDBooker Smith seat on Great Elm Group, Inc., effective 2025-01-01.Temporal change
- 2025-01-01DIRECTOR APPOINTEDLloyd Nathan seat on Great Elm Group, Inc., effective 2025-01-01.Temporal change
- 2023-01-01DIRECTOR APPOINTEDJan Reese seat on Great Elm Group, Inc., effective 2023-01-01.Temporal change
- 2022-01-01DIRECTOR APPOINTEDDavid Matter seat on Great Elm Group, Inc., effective 2022-01-01.Temporal change
- 2022-01-01COMMITTEE MEMBER ADDEDDavid Matter member of Audit, effective 2022-01-01.Temporal change
- 2020-01-01DIRECTOR APPOINTEDEric J. Scheyer seat on Great Elm Group, Inc., effective 2020-01-01.Temporal change
- 2020-01-01COMMITTEE MEMBER ADDEDEric J. Scheyer member of Compensation, effective 2020-01-01.Temporal change
- 2017-01-01DIRECTOR APPOINTEDJames P. Parmelee seat on Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01DIRECTOR APPOINTEDMatthew A. Drapkin seat on Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE CREATEDAudit; Compensation · Chair committee of Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE MEMBER ADDEDJames P. Parmelee member of Audit; Compensation · Chair, effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE CREATEDNominating and Governance · Chair committee of Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE MEMBER ADDEDMatthew A. Drapkin member of Nominating and Governance · Chair, effective 2017-01-01.Temporal change
Evidence, history and coverage
Additional published Claims
Published evidence records
4 evidence records, matching Agent View. Records may refer to different locations or observations in the same document. This count is not a count of independent corroborating sources.
Alpha canonical company public projection
canonical identity · Source published: Date unavailable · Retrieved: Oct 6, 2026
Supports 5 claims
- Legal Name: Great Elm Group, Inc. · Claim reviewed: Oct 6, 2026
- Entity Status: Public listing published · Claim reviewed: Oct 6, 2026
- Published Fact: US · Claim reviewed: Oct 6, 2026
- Security Listing: GEG (NASDAQ) · Claim reviewed: Oct 6, 2026
- Security Listing: GEGGL (NASDAQ) · Claim reviewed: Oct 6, 2026
Great Elm Group, Inc. DEF 14A 2025-10-17
sec proxy · Source published: Oct 17, 2025 · Retrieved: Apr 28, 2026
Supports 9 claims
- Leadership Role: Booker Smith: Director · Claim reviewed: Oct 6, 2026
- Leadership Role: David Matter: Director, Audit · Claim reviewed: Oct 6, 2026
- Leadership Role: David Schwartz: Director · Claim reviewed: Oct 6, 2026
- Leadership Role: Eric J. Scheyer: Director, Compensation · Claim reviewed: Oct 6, 2026
- Leadership Role: James H. Hugar: Director, Audit · Chair · Claim reviewed: Oct 6, 2026
- Leadership Role: James P. Parmelee: Director, Audit; Compensation · Chair · Claim reviewed: Oct 6, 2026
- Leadership Role: Jan Reese: Director · Claim reviewed: Oct 6, 2026
- Leadership Role: Lloyd Nathan: Director · Claim reviewed: Oct 6, 2026
- Leadership Role: Matthew A. Drapkin: Director, Nominating and Governance · Chair · Claim reviewed: Oct 6, 2026
GEGGL 10-K executive officers
sec filing · Source published: Sep 2, 2025 · Retrieved: Jul 28, 2026
Supports 1 claim
- Leadership Role: Not provided in excerpt: Chief Compliance Officer · Claim reviewed: Oct 6, 2026
Audit
board seats · Source published: Date unavailable · Retrieved: Date unavailable
Supports 9 claims
- Committee Record: Audit: Chair James H. Hugar; Members James H. Hugar (Chair); David Matter; James P. Parmelee · Claim reviewed: Oct 6, 2026
- Committee Appointment: James H. Hugar: chair, Audit · Claim reviewed: Oct 6, 2026
- Committee Appointment: David Matter: member, Audit · Claim reviewed: Oct 6, 2026
- Committee Appointment: James P. Parmelee: member, Audit · Claim reviewed: Oct 6, 2026
- Committee Record: Compensation: Chair James P. Parmelee; Members James P. Parmelee (Chair); Eric J. Scheyer · Claim reviewed: Oct 6, 2026
- Committee Appointment: James P. Parmelee: chair, Compensation · Claim reviewed: Oct 6, 2026
- Committee Appointment: Eric J. Scheyer: member, Compensation · Claim reviewed: Oct 6, 2026
- Committee Record: Nominating and Governance: Chair Matthew A. Drapkin; Members Matthew A. Drapkin (Chair) · Claim reviewed: Oct 6, 2026
- Committee Appointment: Matthew A. Drapkin: chair, Nominating and Governance · Claim reviewed: Oct 6, 2026
- 2025-09-02EXECUTIVE APPOINTEDNot provided in excerpt executive of Great Elm Group, Inc., effective 2025-09-02.Temporal change
- 2025-01-01DIRECTOR APPOINTEDBooker Smith seat on Great Elm Group, Inc., effective 2025-01-01.Temporal change
- 2025-01-01DIRECTOR APPOINTEDLloyd Nathan seat on Great Elm Group, Inc., effective 2025-01-01.Temporal change
- 2023-01-01DIRECTOR APPOINTEDJan Reese seat on Great Elm Group, Inc., effective 2023-01-01.Temporal change
- 2022-01-01DIRECTOR APPOINTEDDavid Matter seat on Great Elm Group, Inc., effective 2022-01-01.Temporal change
- 2022-01-01COMMITTEE MEMBER ADDEDDavid Matter member of Audit, effective 2022-01-01.Temporal change
- 2020-01-01DIRECTOR APPOINTEDEric J. Scheyer seat on Great Elm Group, Inc., effective 2020-01-01.Temporal change
- 2020-01-01COMMITTEE MEMBER ADDEDEric J. Scheyer member of Compensation, effective 2020-01-01.Temporal change
- 2017-01-01DIRECTOR APPOINTEDJames P. Parmelee seat on Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01DIRECTOR APPOINTEDMatthew A. Drapkin seat on Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE CREATEDAudit; Compensation · Chair committee of Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE MEMBER ADDEDJames P. Parmelee member of Audit; Compensation · Chair, effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE CREATEDNominating and Governance · Chair committee of Great Elm Group, Inc., effective 2017-01-01.Temporal change
- 2017-01-01COMMITTEE MEMBER ADDEDMatthew A. Drapkin member of Nominating and Governance · Chair, effective 2017-01-01.Temporal change
Identity
unclaimed
Evidence
source reported
Evaluation
not evaluated
Monitoring
Unknown
Authority
Unknown
Freshness
current
Section coverage
Completeness 41% of expected sections for a public company. States describe Alpha's Record, not the company. Missing expected sections: corporate_structure, ownership, financials, compensation, governance, shareholder_governance, audit, legal, risk, cyber, ai_governance, markets_external.
- Identity
- Published
- Corporate structure
- Not reviewed
- Board
- Published
- Committees
- Published
- Leadership
- Published
- Ownership and shareholders
- Not reviewed
- Financials
- Not reviewed
- Capital structure
- Published
- Compensation
- Not reviewed
- Governance
- Not reviewed
- Shareholder governance
- Not reviewed
- Audit and assurance
- Not reviewed
- Legal and regulatory
- Not reviewed
- Risk
- Not reviewed
- Cybersecurity and data governance
- Not reviewed
- AI governance
- Not reviewed
- Agent governance
- Restricted
- Markets and external ecosystem
- Not reviewed
- Governance events
- Published
- Relationships
- Published
- Assessments and Evals
- Published
- Evidence
- Published