# HENNESSY ADVISORS INC > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:80689fcc-34e3-4fff-aae9-7524186c3b0b | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/hennessy-advisors-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 26 | | Claims under review | 1 | | Evidence records | 4 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-07T04:47:07.274386+00:00 | | Last reviewed | 2026-10-07T04:47:07.274386+00:00 | ## Identity - Legal name: HENNESSY ADVISORS INC - Display name: HENNESSY ADVISORS INC ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-07T05:06:42.437483+00:00 | | Completeness | 0.409 | | Record Quality | 0.831 | | Directors | 8 | | Committees | 7 | | Governance events | 17 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Brian A. Hennessy: Director. Status: current. Independent: false. Since: 1989-01-01. claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:5 - Henry Hansel: Director. Status: current. Independent: true. Since: 2001-01-01. Committees: Audit (member); Audit; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:6 - Kiera Newton: Director. Status: current. Independent: true. Since: 2022-01-01. Committees: Audit (chair); Audit · Chair; Compensation (member); Compensation (member). claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:7 - Lydia Knight-O'Riordan: Director. Status: current. Independent: true. Since: 2021-01-01. claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:8 - Neil J. Hennessy: Director. Status: current. Independent: false. Since: 1989-01-01. claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:9 - Susan W. Pomilia: Director. Status: current. Independent: true. Since: 2014-01-01. Committees: Compensation (member); Compensation; Nominating and Governance · Chair (member); Nominating and Governance (chair). claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:10 - Teresa M. Nilsen: Director. Status: current. Independent: false. Since: 1989-01-01. claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:11 - Thomas L. Seavey: Director. Status: current. Independent: true. Since: 2001-01-01. Committees: Audit (member); Audit; Compensation · Chair; Nominating and Governance (member); Compensation (chair); Nominating and Governance (member). claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:12 ## Committees - Audit (audit). Chair: Kiera Newton. Members: Kiera Newton (chair, current); Henry Hansel (member, current); Thomas L. Seavey (member, current); Kiera Newton (chair, unknown); Henry Hansel (member, unknown); Thomas L. Seavey (member, unknown). committee_id=alpha:committee:hennessy-advisors-inc:audit - Audit · Chair; Compensation (audit). Chair: NOT_PUBLISHED. Members: Kiera Newton (member, current). committee_id=alpha:committee:hennessy-advisors-inc:audit-chair-compensation - Audit; Compensation · Chair; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Thomas L. Seavey (member, current). committee_id=alpha:committee:hennessy-advisors-inc:audit-compensation-chair-nominating-and-governance - Audit; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Henry Hansel (member, current). committee_id=alpha:committee:hennessy-advisors-inc:audit-nominating-and-governance - Compensation (compensation). Chair: Thomas L. Seavey. Members: Thomas L. Seavey (chair, current); Kiera Newton (member, current); Susan W. Pomilia (member, current); Thomas L. Seavey (chair, unknown); Kiera Newton (member, unknown); Susan W. Pomilia (member, unknown). committee_id=alpha:committee:hennessy-advisors-inc:compensation - Compensation; Nominating and Governance · Chair (compensation). Chair: NOT_PUBLISHED. Members: Susan W. Pomilia (member, current). committee_id=alpha:committee:hennessy-advisors-inc:compensation-nominating-and-governance-chair - Nominating and Governance (nominating_governance). Chair: Susan W. Pomilia. Members: Susan W. Pomilia (chair, current); Henry Hansel (member, current); Thomas L. Seavey (member, current); Susan W. Pomilia (chair, unknown); Henry Hansel (member, unknown); Thomas L. Seavey (member, unknown). committee_id=alpha:committee:hennessy-advisors-inc:nominating-and-governance ## Executive leadership - Teresa M. Nilsen: President, Chief Operating Officer, and Secretary [COO]. Status: current. claim_id=alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:13 ## Governance events - EXECUTIVE_APPOINTED: Teresa M. Nilsen executive of HENNESSY ADVISORS INC, effective 2025-12-10. Effective: 2025-12-10. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:executive_appointed:166vyxj - DIRECTOR_APPOINTED: Kiera Newton seat on HENNESSY ADVISORS INC, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:1uu2v0e - COMMITTEE_CREATED: Audit · Chair; Compensation committee of HENNESSY ADVISORS INC, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_created:x2nb6x - COMMITTEE_MEMBER_ADDED: Kiera Newton member of Audit · Chair; Compensation, effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_member_added:6uwqqv - DIRECTOR_APPOINTED: Lydia Knight-O'Riordan seat on HENNESSY ADVISORS INC, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:frmxud - DIRECTOR_APPOINTED: Susan W. Pomilia seat on HENNESSY ADVISORS INC, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:1lbrser - COMMITTEE_CREATED: Compensation; Nominating and Governance · Chair committee of HENNESSY ADVISORS INC, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_created:145f2p2 - COMMITTEE_MEMBER_ADDED: Susan W. Pomilia member of Compensation; Nominating and Governance · Chair, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_member_added:gpb8ok - DIRECTOR_APPOINTED: Henry Hansel seat on HENNESSY ADVISORS INC, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:vf9t7i - DIRECTOR_APPOINTED: Thomas L. Seavey seat on HENNESSY ADVISORS INC, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:miwk5y - COMMITTEE_CREATED: Audit; Compensation · Chair; Nominating and Governance committee of HENNESSY ADVISORS INC, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_created:16mtsho - COMMITTEE_MEMBER_ADDED: Thomas L. Seavey member of Audit; Compensation · Chair; Nominating and Governance, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_member_added:gen6bl - COMMITTEE_CREATED: Audit; Nominating and Governance committee of HENNESSY ADVISORS INC, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_created:6uund0 - COMMITTEE_MEMBER_ADDED: Henry Hansel member of Audit; Nominating and Governance, effective 2001-01-01. Effective: 2001-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:committee_member_added:12ef00z - DIRECTOR_APPOINTED: Brian A. Hennessy seat on HENNESSY ADVISORS INC, effective 1989-01-01. Effective: 1989-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:36zi2z - DIRECTOR_APPOINTED: Neil J. Hennessy seat on HENNESSY ADVISORS INC, effective 1989-01-01. Effective: 1989-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:6lwqc0 - DIRECTOR_APPOINTED: Teresa M. Nilsen seat on HENNESSY ADVISORS INC, effective 1989-01-01. Effective: 1989-01-01. Detected: 2026-10-07T04:47:07.274386+00:00. event_id=alpha:event:director_appointed:9oiklo ## Scoped resources - `alpha://company/hennessy-advisors-inc` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record - `alpha://company/hennessy-advisors-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=identity - `alpha://company/hennessy-advisors-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=corporate-structure - `alpha://company/hennessy-advisors-inc/board` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=board - `alpha://company/hennessy-advisors-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=committees - `alpha://company/hennessy-advisors-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=leadership - `alpha://company/hennessy-advisors-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=ownership - `alpha://company/hennessy-advisors-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=financials - `alpha://company/hennessy-advisors-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=capital-structure - `alpha://company/hennessy-advisors-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=compensation - `alpha://company/hennessy-advisors-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=governance - `alpha://company/hennessy-advisors-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=shareholder-governance - `alpha://company/hennessy-advisors-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=audit - `alpha://company/hennessy-advisors-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=legal - `alpha://company/hennessy-advisors-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=risk - `alpha://company/hennessy-advisors-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=cyber - `alpha://company/hennessy-advisors-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=ai-governance - `alpha://company/hennessy-advisors-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=agents - `alpha://company/hennessy-advisors-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=ecosystem - `alpha://company/hennessy-advisors-inc/events` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=events - `alpha://company/hennessy-advisors-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=relationships - `alpha://company/hennessy-advisors-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=assessments - `alpha://company/hennessy-advisors-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:kiera-newton","name":"Kiera Newton"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:henry-hansel","name":"Henry Hansel"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:thomas-l-seavey","name":"Thomas L. Seavey"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:thomas-l-seavey","name":"Thomas L. Seavey"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:kiera-newton","name":"Kiera Newton"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:susan-w-pomilia","name":"Susan W. Pomilia"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:susan-w-pomilia","name":"Susan W. Pomilia"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:henry-hansel","name":"Henry Hansel"},"source_id":"board_seats"}` - Claim alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:thomas-l-seavey","name":"Thomas L. Seavey"},"source_id":"board_seats"}` ## Leadership - Brian A. Hennessy: Director. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:5. Valid from: 1989-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Henry Hansel: Director, Audit; Nominating and Governance. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:6. Valid from: 2001-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Kiera Newton: Director, Audit · Chair; Compensation. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:7. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Lydia Knight-O'Riordan: Director. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:8. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Neil J. Hennessy: Director. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:9. Valid from: 1989-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Susan W. Pomilia: Director, Compensation; Nominating and Governance · Chair. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:10. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Teresa M. Nilsen: Director. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:11. Valid from: 1989-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Thomas L. Seavey: Director, Audit; Compensation · Chair; Nominating and Governance. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:12. Valid from: 2001-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877. - Teresa M. Nilsen: President, Chief Operating Officer, and Secretary. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:leadership_role:13. Valid from: 2025-12-10. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b8e4d2d3d720713d3fa6a8bdfa71696061bf07798c7e472d11e6092870f78d9a. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair Kiera Newton; Members Kiera Newton (Chair); Henry Hansel; Thomas L. Seavey. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_record:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Compensation: Chair Thomas L. Seavey; Members Thomas L. Seavey (Chair); Kiera Newton; Susan W. Pomilia. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_record:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Nominating and Governance: Chair Susan W. Pomilia; Members Susan W. Pomilia (Chair); Henry Hansel; Thomas L. Seavey. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_record:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - HENNESSY ADVISORS INC. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8d82386ec32b92213d8c96840a6857147600744b476b0211772e7243208280be. ## Entity Status - Public listing published. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8d82386ec32b92213d8c96840a6857147600744b476b0211772e7243208280be. ## Published Fact - US. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8d82386ec32b92213d8c96840a6857147600744b476b0211772e7243208280be. ## Committee Appointment - Kiera Newton: chair, Audit. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Henry Hansel: member, Audit. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Thomas L. Seavey: member, Audit. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Thomas L. Seavey: chair, Compensation. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Kiera Newton: member, Compensation. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Susan W. Pomilia: member, Compensation. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Susan W. Pomilia: chair, Nominating and Governance. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Henry Hansel: member, Nominating and Governance. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. - Thomas L. Seavey: member, Nominating and Governance. Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6. ## Security Listing - HNNA (NASDAQ). Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:security_listing:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8d82386ec32b92213d8c96840a6857147600744b476b0211772e7243208280be. - HNNAZ (NASDAQ). Claim: alpha:claim:company:80689fcc-34e3-4fff-aae9-7524186c3b0b:security_listing:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:8d82386ec32b92213d8c96840a6857147600744b476b0211772e7243208280be. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:8d82386ec32b92213d8c96840a6857147600744b476b0211772e7243208280be: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/hennessy-advisors-inc). - alpha:projection-evidence:document:8a67003b974dfe50b7bd531ae30059067e1204686a0d272da93719fb756cd877: [HENNESSY ADVISORS INC DEF 14A 2025-12-10](https://www.sec.gov/Archives/edgar/data/1145255/000143774925037402/hnna20251201_def14a.htm). - alpha:projection-evidence:document:b8e4d2d3d720713d3fa6a8bdfa71696061bf07798c7e472d11e6092870f78d9a: [HNNAZ DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1145255/000143774925037402/hnna20251201_def14a.htm). - alpha:projection-evidence:5cbf9087f3e001b409dfeb874440b837fd5e24cbb005b6ef47c741c6930911a6: [Audit](https://www.sec.gov/Archives/edgar/data/1145255/000143774925037402/hnna20251201_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/hennessy-advisors-inc) - [Public Markdown](https://registry.alpha.ac/companies/hennessy-advisors-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/hennessy-advisors-inc?format=jsonld) - MCP resource: `alpha://companies/hennessy-advisors-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-07T05:06:42.433003+00:00; recorded 2026-10-07T05:06:42.433003+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.