# Horizon Technology Finance Corp > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/horizon-technology-finance-corp | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 31 | | Claims under review | 1 | | Evidence records | 3 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-22T04:48:22.756479+00:00 | | Last reviewed | 2026-10-22T04:48:22.756479+00:00 | ## Identity - Legal name: Horizon Technology Finance Corp - Display name: Horizon Technology Finance Corp ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-22T04:48:22.756479+00:00 | | Completeness | 0.364 | | Record Quality | 0.824 | | Directors | 9 | | Committees | 8 | | Governance events | 17 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | NOT_REVIEWED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Edmund V. Mahoney: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Compensation (chair); Compensation · Chair; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:5 - Elaine A. Sarsynski: Director. Status: current. Independent: true. Since: 2012-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance · Chair (member); Compensation (member); Nominating and Governance (chair). claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:6 - Gerald A. Michaud: Director. Status: current. Independent: false. Since: 2014-01-01. claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:7 - James J. Bottiglieri: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Audit (chair); Audit · Chair; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:8 - Jonathan J. Goodman: Director. Status: current. Independent: true. Since: 2023-01-01. Committees: Audit (member); Audit; Compensation (member); Compensation (member). claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:9 - Joseph J. Savage: Director. Status: current. Independent: true. Since: 2016-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:10 - Robert D. Pomeroy, Jr.: Director. Status: current. Independent: false. Since: 2010-01-01. claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:12 - Kimberley A. O Connor: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:11 - Mr. Balkin: Director (committee appointment). Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. Committees: Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_record:18 ## Committees - Audit (audit). Chair: James J. Bottiglieri. Members: James J. Bottiglieri (chair, current); Elaine A. Sarsynski (member, current); Jonathan J. Goodman (member, current); Joseph J. Savage (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:audit - Audit · Chair; Compensation; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: James J. Bottiglieri (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:audit-chair-compensation-nominating-and-governance - Audit; Compensation (audit). Chair: NOT_PUBLISHED. Members: Jonathan J. Goodman (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:audit-compensation - Audit; Compensation; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Joseph J. Savage (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:audit-compensation-nominating-and-governance - Audit; Compensation; Nominating and Governance · Chair (audit). Chair: NOT_PUBLISHED. Members: Elaine A. Sarsynski (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:audit-compensation-nominating-and-governance-chair - Compensation (compensation). Chair: Edmund V. Mahoney. Members: Edmund V. Mahoney (chair, current); Elaine A. Sarsynski (member, current); James J. Bottiglieri (member, current); Jonathan J. Goodman (member, current); Joseph J. Savage (member, current); Mr. Balkin (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:compensation - Compensation · Chair; Nominating and Governance (compensation). Chair: NOT_PUBLISHED. Members: Edmund V. Mahoney (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:compensation-chair-nominating-and-governance - Nominating and Governance (nominating_governance). Chair: Elaine A. Sarsynski. Members: Elaine A. Sarsynski (chair, current); Edmund V. Mahoney (member, current); James J. Bottiglieri (member, current); Joseph J. Savage (member, current); Mr. Balkin (member, current). committee_id=alpha:committee:horizon-technology-finance-corp:nominating-and-governance ## Governance events - DIRECTOR_APPOINTED: Jonathan J. Goodman seat on Horizon Technology Finance Corp, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:s259vv1pj7phx - COMMITTEE_CREATED: Audit; Compensation committee of Horizon Technology Finance Corp, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:9wu0s5cv2q6p - COMMITTEE_MEMBER_ADDED: Jonathan J. Goodman member of Audit; Compensation, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1tus7rlebfli7 - DIRECTOR_APPOINTED: Joseph J. Savage seat on Horizon Technology Finance Corp, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1etd9bh16tmo1f - COMMITTEE_CREATED: Audit; Compensation; Nominating and Governance committee of Horizon Technology Finance Corp, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:iwoew31t3mtz - COMMITTEE_MEMBER_ADDED: Joseph J. Savage member of Audit; Compensation; Nominating and Governance, effective 2016-01-01. Effective: 2016-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:gwj7rlu829qn - DIRECTOR_APPOINTED: Gerald A. Michaud seat on Horizon Technology Finance Corp, effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1uf92xbwtsteb - DIRECTOR_APPOINTED: Elaine A. Sarsynski seat on Horizon Technology Finance Corp, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1xlakza5d24w8 - COMMITTEE_CREATED: Audit; Compensation; Nominating and Governance · Chair committee of Horizon Technology Finance Corp, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:h8hypa1dg2oew - COMMITTEE_MEMBER_ADDED: Elaine A. Sarsynski member of Audit; Compensation; Nominating and Governance · Chair, effective 2012-01-01. Effective: 2012-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:tmptna1vi2mrk - DIRECTOR_APPOINTED: Edmund V. Mahoney seat on Horizon Technology Finance Corp, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1rhh62t10q8cul - DIRECTOR_APPOINTED: James J. Bottiglieri seat on Horizon Technology Finance Corp, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1urv4je1yxwgrw - DIRECTOR_APPOINTED: Robert D. Pomeroy, Jr. seat on Horizon Technology Finance Corp, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1otmc8lgcfe3j - COMMITTEE_CREATED: Audit · Chair; Compensation; Nominating and Governance committee of Horizon Technology Finance Corp, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:qauhyi113tf2s - COMMITTEE_MEMBER_ADDED: James J. Bottiglieri member of Audit · Chair; Compensation; Nominating and Governance, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1weer5o1rzx3bk - COMMITTEE_CREATED: Compensation · Chair; Nominating and Governance committee of Horizon Technology Finance Corp, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:1n1icp3voqjpd - COMMITTEE_MEMBER_ADDED: Edmund V. Mahoney member of Compensation · Chair; Nominating and Governance, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-22T04:48:22.756479+00:00. event_id=alpha:event:transition:engqhf14z8rqp ## Scoped resources - `alpha://company/horizon-technology-finance-corp` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record - `alpha://company/horizon-technology-finance-corp/identity` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=identity - `alpha://company/horizon-technology-finance-corp/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=corporate-structure - `alpha://company/horizon-technology-finance-corp/board` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=board - `alpha://company/horizon-technology-finance-corp/committees` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=committees - `alpha://company/horizon-technology-finance-corp/leadership` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=leadership - `alpha://company/horizon-technology-finance-corp/ownership` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=ownership - `alpha://company/horizon-technology-finance-corp/financials` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=financials - `alpha://company/horizon-technology-finance-corp/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=capital-structure - `alpha://company/horizon-technology-finance-corp/compensation` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=compensation - `alpha://company/horizon-technology-finance-corp/governance` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=governance - `alpha://company/horizon-technology-finance-corp/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=shareholder-governance - `alpha://company/horizon-technology-finance-corp/audit` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=audit - `alpha://company/horizon-technology-finance-corp/legal` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=legal - `alpha://company/horizon-technology-finance-corp/risk` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=risk - `alpha://company/horizon-technology-finance-corp/cyber` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=cyber - `alpha://company/horizon-technology-finance-corp/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=ai-governance - `alpha://company/horizon-technology-finance-corp/agents` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=agents - `alpha://company/horizon-technology-finance-corp/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=ecosystem - `alpha://company/horizon-technology-finance-corp/events` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=events - `alpha://company/horizon-technology-finance-corp/relationships` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=relationships - `alpha://company/horizon-technology-finance-corp/assessments` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=assessments - `alpha://company/horizon-technology-finance-corp/evidence` (contract): https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:14: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:james-j-bottiglieri","name":"James J. Bottiglieri"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:elaine-a-sarsynski","name":"Elaine A. Sarsynski"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:jonathan-j-goodman","name":"Jonathan J. Goodman"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:joseph-j-savage","name":"Joseph J. Savage"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:edmund-v-mahoney","name":"Edmund V. Mahoney"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:elaine-a-sarsynski","name":"Elaine A. Sarsynski"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:james-j-bottiglieri","name":"James J. Bottiglieri"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:jonathan-j-goodman","name":"Jonathan J. Goodman"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:joseph-j-savage","name":"Joseph J. Savage"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:michael-p-balkin","name":"Mr. Balkin"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:elaine-a-sarsynski","name":"Elaine A. Sarsynski"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:edmund-v-mahoney","name":"Edmund V. Mahoney"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:james-j-bottiglieri","name":"James J. Bottiglieri"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:joseph-j-savage","name":"Joseph J. Savage"},"source_id":"board_seats"}` - Claim alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:michael-p-balkin","name":"Mr. Balkin"},"source_id":"board_seats"}` ## Leadership - Edmund V. Mahoney: Director, Compensation · Chair; Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:5. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. - Elaine A. Sarsynski: Director, Audit; Compensation; Nominating and Governance · Chair. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:6. Valid from: 2012-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. - Gerald A. Michaud: Director. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:7. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. - James J. Bottiglieri: Director, Audit · Chair; Compensation; Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:8. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. - Jonathan J. Goodman: Director, Audit; Compensation. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:9. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. - Joseph J. Savage: Director, Audit; Compensation; Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:10. Valid from: 2016-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. - Kimberley A. O Connor: Director. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:11. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. - Robert D. Pomeroy, Jr.: Director. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:leadership_role:12. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair James J. Bottiglieri; Members James J. Bottiglieri (Chair); Elaine A. Sarsynski; Jonathan J. Goodman; Joseph J. Savage. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_record:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Compensation: Chair Edmund V. Mahoney; Members Edmund V. Mahoney (Chair); Elaine A. Sarsynski; James J. Bottiglieri; Jonathan J. Goodman; Joseph J. Savage; Mr. Balkin. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_record:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Nominating and Governance: Chair Elaine A. Sarsynski; Members Elaine A. Sarsynski (Chair); Edmund V. Mahoney; James J. Bottiglieri; Joseph J. Savage; Mr. Balkin. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_record:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - Horizon Technology Finance Corp. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e5459a43dcdb350d3831bf8b57b42a2f46778bdf88c3eb030a8ac224b88ed554. ## Entity Status - Public listing published. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e5459a43dcdb350d3831bf8b57b42a2f46778bdf88c3eb030a8ac224b88ed554. ## Published Fact - US. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e5459a43dcdb350d3831bf8b57b42a2f46778bdf88c3eb030a8ac224b88ed554. ## Committee Appointment - James J. Bottiglieri: chair, Audit. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Elaine A. Sarsynski: member, Audit. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Jonathan J. Goodman: member, Audit. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Joseph J. Savage: member, Audit. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Edmund V. Mahoney: chair, Compensation. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Elaine A. Sarsynski: member, Compensation. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - James J. Bottiglieri: member, Compensation. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Jonathan J. Goodman: member, Compensation. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Joseph J. Savage: member, Compensation. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Mr. Balkin: member, Compensation. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Elaine A. Sarsynski: chair, Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Edmund V. Mahoney: member, Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - James J. Bottiglieri: member, Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Joseph J. Savage: member, Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. - Mr. Balkin: member, Nominating and Governance. Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f. ## Security Listing - HRZN (NASDAQ). Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:security_listing:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e5459a43dcdb350d3831bf8b57b42a2f46778bdf88c3eb030a8ac224b88ed554. - HTFC (NYSE). Claim: alpha:claim:company:da7b9bfe-3334-4f33-a007-7a1073dd23b7:security_listing:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e5459a43dcdb350d3831bf8b57b42a2f46778bdf88c3eb030a8ac224b88ed554. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:e5459a43dcdb350d3831bf8b57b42a2f46778bdf88c3eb030a8ac224b88ed554: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/horizon-technology-finance-corp). - alpha:projection-evidence:document:8045f6c909203175561c7eb2fd68c9d972e1ccd1b84d5412ba61f249ff61448e: [Horizon Technology Finance Corp DEF 14A 2025-04-17](https://www.sec.gov/Archives/edgar/data/1487428/000143774925012281/hrzn20250414_def14a.htm). - alpha:projection-evidence:720398297958becbb80b125adfade0afd60255e42ce9901a8090a2d57121043f: [Audit](https://www.sec.gov/Archives/edgar/data/1487428/000143774925012281/hrzn20250414_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/horizon-technology-finance-corp) - [Public Markdown](https://registry.alpha.ac/companies/horizon-technology-finance-corp.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/horizon-technology-finance-corp?format=jsonld) - MCP resource: `alpha://companies/horizon-technology-finance-corp` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible. ## Critical-risk oversight Snapshot as of 2026-10-22T05:01:03.738648+00:00; recorded 2026-10-22T05:01:03.738648+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.