# Marygold Companies, Inc.

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:b9beb01c-f709-44b8-89a5-9285715eccc0 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/marygold-companies-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 16 |
| Claims under review | 1 |
| Evidence records | 4 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-20T04:47:02.157818+00:00 |
| Last reviewed | 2026-10-20T04:47:02.157818+00:00 |

## Identity

- Legal name: Marygold Companies, Inc.
- Display name: Marygold Companies, Inc.

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-21T01:13:35.842662+00:00 |
| Completeness | 0.409 |
| Record Quality | 0.826 |
| Directors | 8 |
| Committees | 2 |
| Governance events | 7 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Derek Mullins: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:7
- Erin Grogan: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:8
- James Alexander: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:9
- Joya Delgado Harris: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:10
- Matt Gonzalez: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2013-01-01. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:11
- Scott Schoenberger: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2015-01-01. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:12
- David W. Neibert: Chief Operations Officer, Secretary and Director. Status: unknown. Independent: false. Since: NOT_PUBLISHED. Committees: Secretary and Director (member). claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:6
- Nicholas D. Gerber: Chief Executive Officer, Chairman and Director. Status: unknown. Independent: false. Since: NOT_PUBLISHED. Committees: Chairman and Director (member). claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:5

## Committees

- Chairman and Director (other). Chair: NOT_PUBLISHED. Members: Nicholas D. Gerber (member, unknown). committee_id=alpha:committee:marygold-companies-inc:chairman-and-director
- Secretary and Director (other). Chair: NOT_PUBLISHED. Members: David W. Neibert (member, unknown). committee_id=alpha:committee:marygold-companies-inc:secretary-and-director

## Executive leadership

- CHAN Sze Yu: Chief Legal Officer [GC]. Status: current. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:13
- David W. Neibert: Chief Operations Officer and Secretary. Status: unknown. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:14
- Nicholas D. Gerber: Chief Executive Officer [CEO]. Status: unknown. claim_id=alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:15

## Governance events

- GC_CHANGED: CHAN Sze Yu executive of Marygold Companies, Inc., effective 2025-09-23. Effective: 2025-09-23. Detected: 2026-10-20T04:47:02.157818+00:00. event_id=alpha:event:transition:1jxk4xajws6yo
- DIRECTOR_APPOINTED: James Alexander seat on Marygold Companies, Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-20T04:47:02.157818+00:00. event_id=alpha:event:transition:1wcudsy1mq71qc
- DIRECTOR_APPOINTED: Derek Mullins seat on Marygold Companies, Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-20T04:47:02.157818+00:00. event_id=alpha:event:transition:149zw0xg8gvht
- DIRECTOR_APPOINTED: Erin Grogan seat on Marygold Companies, Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-20T04:47:02.157818+00:00. event_id=alpha:event:transition:eo97kctntrx6
- DIRECTOR_APPOINTED: Joya Delgado Harris seat on Marygold Companies, Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-20T04:47:02.157818+00:00. event_id=alpha:event:transition:jcl5v11sqawdf
- DIRECTOR_APPOINTED: Scott Schoenberger seat on Marygold Companies, Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-20T04:47:02.157818+00:00. event_id=alpha:event:transition:19hdd9p18q1oyz
- DIRECTOR_APPOINTED: Matt Gonzalez seat on Marygold Companies, Inc., effective 2013-01-01. Effective: 2013-01-01. Detected: 2026-10-20T04:47:02.157818+00:00. event_id=alpha:event:transition:1azq52a43fqb6

## Scoped resources

- `alpha://company/marygold-companies-inc` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record
- `alpha://company/marygold-companies-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=identity
- `alpha://company/marygold-companies-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=corporate-structure
- `alpha://company/marygold-companies-inc/board` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=board
- `alpha://company/marygold-companies-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=committees
- `alpha://company/marygold-companies-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=leadership
- `alpha://company/marygold-companies-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=ownership
- `alpha://company/marygold-companies-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=financials
- `alpha://company/marygold-companies-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=capital-structure
- `alpha://company/marygold-companies-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=compensation
- `alpha://company/marygold-companies-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=governance
- `alpha://company/marygold-companies-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=shareholder-governance
- `alpha://company/marygold-companies-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=audit
- `alpha://company/marygold-companies-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=legal
- `alpha://company/marygold-companies-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=risk
- `alpha://company/marygold-companies-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=cyber
- `alpha://company/marygold-companies-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=ai-governance
- `alpha://company/marygold-companies-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=agents
- `alpha://company/marygold-companies-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=ecosystem
- `alpha://company/marygold-companies-inc/events` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=events
- `alpha://company/marygold-companies-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=relationships
- `alpha://company/marygold-companies-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=assessments
- `alpha://company/marygold-companies-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- NO_RECORDS_FOUND

## Leadership

- Nicholas D. Gerber: Chief Executive Officer, Chairman and Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:753a048e7c89c9621b8eba8a00d72b4b20f25ae414193682bd8d8dff84cc6cd1.
- David W. Neibert: Chief Operations Officer, Secretary and Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:753a048e7c89c9621b8eba8a00d72b4b20f25ae414193682bd8d8dff84cc6cd1.
- Derek Mullins: Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:7. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b57906e7a838abc2d76942d83a0323d05fb920acee980937656584224450500e.
- Erin Grogan: Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:8. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b57906e7a838abc2d76942d83a0323d05fb920acee980937656584224450500e.
- James Alexander: Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:9. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b57906e7a838abc2d76942d83a0323d05fb920acee980937656584224450500e.
- Joya Delgado Harris: Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:10. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b57906e7a838abc2d76942d83a0323d05fb920acee980937656584224450500e.
- Matt Gonzalez: Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:11. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b57906e7a838abc2d76942d83a0323d05fb920acee980937656584224450500e.
- Scott Schoenberger: Director. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:12. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b57906e7a838abc2d76942d83a0323d05fb920acee980937656584224450500e.
- CHAN Sze Yu: Chief Legal Officer. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:13. Valid from: 2025-09-23. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e9d80a6285e55a7d37dbe7ff0052ad95473d6874a2850bbb363f96849eb38eb6.
- David W. Neibert: Chief Operations Officer and Secretary. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:753a048e7c89c9621b8eba8a00d72b4b20f25ae414193682bd8d8dff84cc6cd1.
- Nicholas D. Gerber: Chief Executive Officer. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:leadership_role:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:753a048e7c89c9621b8eba8a00d72b4b20f25ae414193682bd8d8dff84cc6cd1.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- PUBLISHED

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- Marygold Companies, Inc.. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:816e90f685e2fa7ff03b2623be718aed77da4e6ad19f2760bb8ae3f86d029f90.

## Entity Status

- Public listing published. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:816e90f685e2fa7ff03b2623be718aed77da4e6ad19f2760bb8ae3f86d029f90.

## Published Fact

- US. Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:816e90f685e2fa7ff03b2623be718aed77da4e6ad19f2760bb8ae3f86d029f90.

## Security Listing

- MGLD (NYSE). Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:security_listing:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:816e90f685e2fa7ff03b2623be718aed77da4e6ad19f2760bb8ae3f86d029f90.
- MGLD (NYSE AMERICAN). Claim: alpha:claim:company:b9beb01c-f709-44b8-89a5-9285715eccc0:security_listing:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:816e90f685e2fa7ff03b2623be718aed77da4e6ad19f2760bb8ae3f86d029f90.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:816e90f685e2fa7ff03b2623be718aed77da4e6ad19f2760bb8ae3f86d029f90: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/marygold-companies-inc).
- alpha:projection-evidence:document:753a048e7c89c9621b8eba8a00d72b4b20f25ae414193682bd8d8dff84cc6cd1: [SEC DEF 14A 0001493152-25-014569](https://www.sec.gov/Archives/edgar/data/1005101/000149315225014569/formdef14a.htm).
- alpha:projection-evidence:document:b57906e7a838abc2d76942d83a0323d05fb920acee980937656584224450500e: [DEF 14A formdef14a.htm](https://www.sec.gov/Archives/edgar/data/1005101/000149315225014569/formdef14a.htm).
- alpha:projection-evidence:document:e9d80a6285e55a7d37dbe7ff0052ad95473d6874a2850bbb363f96849eb38eb6: [MGLD DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1005101/000149315225014569/formdef14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/marygold-companies-inc)
- [Public Markdown](https://registry.alpha.ac/companies/marygold-companies-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/marygold-companies-inc?format=jsonld)
- MCP resource: `alpha://companies/marygold-companies-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-10-21T01:13:35.604043+00:00; recorded 2026-10-21T01:13:35.604043+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.