# Neostellar Capital Corp. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/neostellar-capital-corp | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 30 | | Claims under review | 1 | | Evidence records | 6 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-11-03T04:48:13.80791+00:00 | | Last reviewed | 2026-11-03T04:48:13.80791+00:00 | ## Identity - Legal name: Neostellar Capital Corp. - Display name: Neostellar Capital Corp. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:ro-d751713988987e9331980363e24189ce | | As of | 2026-11-03T04:48:13.80791+00:00 | | Completeness | 0.409 | | Record Quality | 0.822 | | Directors | 5 | | Committees | 7 | | Governance events | 16 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Leonard A. Potter: Director. Status: current. Independent: true. Since: 2011-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:5 - Lisa Westley: Director. Status: current. Independent: true. Since: 2019-01-01. Committees: Audit (member); Audit; Compensation · Chair; Nominating and Governance (member); Compensation (chair); Nominating and Governance (member). claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:6 - Marc Mazur: Director. Status: current. Independent: true. Since: 2017-01-01. Committees: Audit (chair); Audit · Chair; Compensation; Nominating and Governance (member); Compensation (member); Nominating and Governance (member). claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:7 - Mark D. Klein: Director. Status: current. Independent: false. Since: 2011-01-01. claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:8 - Ronald M. Lott: Director. Status: current. Independent: true. Since: 2015-01-01. Committees: Audit (member); Audit; Compensation; Nominating and Governance · Chair (member); Compensation (member); Nominating and Governance (chair). claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:9 ## Committees - Audit (audit). Chair: Marc Mazur. Members: Marc Mazur (chair, current); Leonard A. Potter (member, current); Lisa Westley (member, current); Ronald M. Lott (member, current). committee_id=alpha:committee:neostellar-capital-corp:audit - Audit · Chair; Compensation; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Marc Mazur (member, current). committee_id=alpha:committee:neostellar-capital-corp:audit-chair-compensation-nominating-and-governance - Audit; Compensation · Chair; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Lisa Westley (member, current). committee_id=alpha:committee:neostellar-capital-corp:audit-compensation-chair-nominating-and-governance - Audit; Compensation; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Leonard A. Potter (member, current). committee_id=alpha:committee:neostellar-capital-corp:audit-compensation-nominating-and-governance - Audit; Compensation; Nominating and Governance · Chair (audit). Chair: NOT_PUBLISHED. Members: Ronald M. Lott (member, current). committee_id=alpha:committee:neostellar-capital-corp:audit-compensation-nominating-and-governance-chair - Compensation (compensation). Chair: Lisa Westley. Members: Lisa Westley (chair, current); Leonard A. Potter (member, current); Marc Mazur (member, current); Ronald M. Lott (member, current). committee_id=alpha:committee:neostellar-capital-corp:compensation - Nominating and Governance (nominating_governance). Chair: Ronald M. Lott. Members: Ronald M. Lott (chair, current); Leonard A. Potter (member, current); Lisa Westley (member, current); Marc Mazur (member, current). committee_id=alpha:committee:neostellar-capital-corp:nominating-and-governance ## Executive leadership - Ann C. W. Green: Chief Financial Officer, Treasurer and Corporate Secretary [CFO]. Status: current. claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:10 - James Nash: Chief Compliance Officer [CCO]. Status: current. claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:11 - Mark D. Klein: Chairman, President and Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:12 ## Governance events - CFO_CHANGED: Ann C. W. Green executive of Neostellar Capital Corp., effective 2026-04-29. Effective: 2026-04-29. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1fyl88s1khk054 - EXECUTIVE_APPOINTED: James Nash executive of Neostellar Capital Corp., effective 2026-04-29. Effective: 2026-04-29. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:qgekqmkkqsx2 - CEO_CHANGED: Mark D. Klein executive of Neostellar Capital Corp., effective 2026-04-29. Effective: 2026-04-29. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:15au167khpqxn - DIRECTOR_APPOINTED: Lisa Westley seat on Neostellar Capital Corp., effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1qzxd7mcnpxos - COMMITTEE_CREATED: Audit; Compensation · Chair; Nominating and Governance committee of Neostellar Capital Corp., effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:ohh4uw1iu1j28 - COMMITTEE_MEMBER_ADDED: Lisa Westley member of Audit; Compensation · Chair; Nominating and Governance, effective 2019-01-01. Effective: 2019-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1rkmh5e1ozto8a - DIRECTOR_APPOINTED: Marc Mazur seat on Neostellar Capital Corp., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1wqvzjx1dlv3 - COMMITTEE_CREATED: Audit · Chair; Compensation; Nominating and Governance committee of Neostellar Capital Corp., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1mczsfj1umw3nj - COMMITTEE_MEMBER_ADDED: Marc Mazur member of Audit · Chair; Compensation; Nominating and Governance, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:pgg64jpzux49 - DIRECTOR_APPOINTED: Ronald M. Lott seat on Neostellar Capital Corp., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:ky5zrv1h71703 - COMMITTEE_CREATED: Audit; Compensation; Nominating and Governance · Chair committee of Neostellar Capital Corp., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1yjamsf1tcqpdv - COMMITTEE_MEMBER_ADDED: Ronald M. Lott member of Audit; Compensation; Nominating and Governance · Chair, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:ampg11dejda9 - DIRECTOR_APPOINTED: Leonard A. Potter seat on Neostellar Capital Corp., effective 2011-01-01. Effective: 2011-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:ri5dgv1evjvib - DIRECTOR_APPOINTED: Mark D. Klein seat on Neostellar Capital Corp., effective 2011-01-01. Effective: 2011-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1jo8v9s1r77gj6 - COMMITTEE_CREATED: Audit; Compensation; Nominating and Governance committee of Neostellar Capital Corp., effective 2011-01-01. Effective: 2011-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:123n2fzs5hrjn - COMMITTEE_MEMBER_ADDED: Leonard A. Potter member of Audit; Compensation; Nominating and Governance, effective 2011-01-01. Effective: 2011-01-01. Detected: 2026-11-03T04:48:13.80791+00:00. event_id=alpha:event:transition:1ozhi71wnzxa9 ## Scoped resources - `alpha://company/neostellar-capital-corp` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record - `alpha://company/neostellar-capital-corp/identity` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=identity - `alpha://company/neostellar-capital-corp/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=corporate-structure - `alpha://company/neostellar-capital-corp/board` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=board - `alpha://company/neostellar-capital-corp/committees` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=committees - `alpha://company/neostellar-capital-corp/leadership` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=leadership - `alpha://company/neostellar-capital-corp/ownership` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=ownership - `alpha://company/neostellar-capital-corp/financials` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=financials - `alpha://company/neostellar-capital-corp/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=capital-structure - `alpha://company/neostellar-capital-corp/compensation` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=compensation - `alpha://company/neostellar-capital-corp/governance` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=governance - `alpha://company/neostellar-capital-corp/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=shareholder-governance - `alpha://company/neostellar-capital-corp/audit` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=audit - `alpha://company/neostellar-capital-corp/legal` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=legal - `alpha://company/neostellar-capital-corp/risk` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=risk - `alpha://company/neostellar-capital-corp/cyber` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=cyber - `alpha://company/neostellar-capital-corp/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=ai-governance - `alpha://company/neostellar-capital-corp/agents` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=agents - `alpha://company/neostellar-capital-corp/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=ecosystem - `alpha://company/neostellar-capital-corp/events` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=events - `alpha://company/neostellar-capital-corp/relationships` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=relationships - `alpha://company/neostellar-capital-corp/assessments` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=assessments - `alpha://company/neostellar-capital-corp/evidence` (contract): https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:14: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:marc-mazur","name":"Marc Mazur"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:15: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:leonard-a-potter","name":"Leonard A. Potter"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:lisa-westley","name":"Lisa Westley"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:17: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:ronald-m-lott","name":"Ronald M. Lott"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:19: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:lisa-westley","name":"Lisa Westley"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:20: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:leonard-a-potter","name":"Leonard A. Potter"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:21: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:marc-mazur","name":"Marc Mazur"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:ronald-m-lott","name":"Ronald M. Lott"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:ronald-m-lott","name":"Ronald M. Lott"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:leonard-a-potter","name":"Leonard A. Potter"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:lisa-westley","name":"Lisa Westley"},"source_id":"board_seats"}` - Claim alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:marc-mazur","name":"Marc Mazur"},"source_id":"board_seats"}` ## Leadership - Leonard A. Potter: Director, Audit; Compensation; Nominating and Governance. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:5. Valid from: 2011-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22. - Lisa Westley: Director, Audit; Compensation · Chair; Nominating and Governance. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:6. Valid from: 2019-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22. - Marc Mazur: Director, Audit · Chair; Compensation; Nominating and Governance. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:7. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22. - Mark D. Klein: Director. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:8. Valid from: 2011-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22. - Ronald M. Lott: Director, Audit; Compensation; Nominating and Governance · Chair. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:9. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22. - Ann C. W. Green: Chief Financial Officer, Treasurer and Corporate Secretary. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:10. Valid from: 2026-04-29. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4b5efe8c688769856643031e7a894dd4d056566ac00eeead4e72f51ff172d004. - James Nash: Chief Compliance Officer. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:11. Valid from: 2026-04-29. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e7270d3d9f763f4baee38aaf374d2f62b33fbc45644b6d430ee78851d55850cb. - Mark D. Klein: Chairman, President and Chief Executive Officer. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:12. Valid from: 2026-04-29. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:de8ff7e7d9e294616bbd6424c8c57b3454becffd42b13fefdb042e688155c01f. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair Marc Mazur; Members Marc Mazur (Chair); Leonard A. Potter; Lisa Westley; Ronald M. Lott. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_record:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Compensation: Chair Lisa Westley; Members Lisa Westley (Chair); Leonard A. Potter; Marc Mazur; Ronald M. Lott. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_record:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Nominating and Governance: Chair Ronald M. Lott; Members Ronald M. Lott (Chair); Leonard A. Potter; Lisa Westley; Marc Mazur. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_record:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - Neostellar Capital Corp.. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05. ## Entity Status - Public listing published. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05. ## Published Fact - US. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05. ## Committee Appointment - Marc Mazur: chair, Audit. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Leonard A. Potter: member, Audit. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Lisa Westley: member, Audit. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Ronald M. Lott: member, Audit. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Lisa Westley: chair, Compensation. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Leonard A. Potter: member, Compensation. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Marc Mazur: member, Compensation. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Ronald M. Lott: member, Compensation. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Ronald M. Lott: chair, Nominating and Governance. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Leonard A. Potter: member, Nominating and Governance. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Lisa Westley: member, Nominating and Governance. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. - Marc Mazur: member, Nominating and Governance. Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815. ## Security Listing - NSLR (NASDAQ). Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:security_listing:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05. - NSLRL (NASDAQ). Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:security_listing:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05. - SSSS (NASDAQ). Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:security_listing:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05. - SSSSL (NASDAQ). Claim: alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:security_listing:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:3d174317399ab6682614836bfcc9349c5a43cf252fbbabf21b11ce0ea4740d05: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/neostellar-capital-corp). - alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22: [SURO CAPITAL CORP. DEF 14A 2025-04-11](https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm). - alpha:projection-evidence:document:4b5efe8c688769856643031e7a894dd4d056566ac00eeead4e72f51ff172d004: [SSSSL DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm). - alpha:projection-evidence:document:e7270d3d9f763f4baee38aaf374d2f62b33fbc45644b6d430ee78851d55850cb: [SSSSL DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm). - alpha:projection-evidence:document:de8ff7e7d9e294616bbd6424c8c57b3454becffd42b13fefdb042e688155c01f: [SSSSL DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm). - alpha:projection-evidence:b63fec3038ccfa639b5bb345180d2ce1be407f40b6bcfe6429a94bea5861e815: [Audit](https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/neostellar-capital-corp) - [Public Markdown](https://registry.alpha.ac/companies/neostellar-capital-corp.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=jsonld) - MCP resource: `alpha://companies/neostellar-capital-corp` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible. ## Critical-risk oversight Snapshot as of 2026-11-04T00:42:11.976839+00:00; recorded 2026-11-04T00:42:11.976839+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.