# PIPER SANDLER COMPANIES > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1 | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/piper-sandler-companies | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 23 | | Claims under review | 1 | | Evidence records | 4 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-09-30T04:45:42.127009+00:00 | | Last reviewed | 2026-09-30T04:45:42.127009+00:00 | ## Identity - Legal name: PIPER SANDLER COMPANIES - Display name: PIPER SANDLER COMPANIES ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Compensation Committee Approval Date","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:chad-r-abraham","name":"Chad R. Abraham"},"source_id":"governance_people_committees"}` - Claim alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Compensation Committee Approval Date","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:jonathan-j-doyle","name":"Jonathan J. Doyle"},"source_id":"governance_people_committees"}` ## Leadership - Ann C. Gallo: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:5. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Brian R. Sterling: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:6. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Chad R. Abraham: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:7. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Earnings Per Share: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:8. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Jonathan J. Doyle: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:9. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Nuveen Asset Management: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:10. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Philip E. Soran: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:11. Valid from: 2013-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Piper Sandler: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:12. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Robbin Mitchell: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:13. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Scott C. Taylor: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:14. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Stuart M. Essig: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:15. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Thomas S. Schreier: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:16. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Victoria M. Holt: Director. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:17. Valid from: 2019-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2. - Chad R. Abraham: Chief Executive Officer. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:18. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:3. - Debbra L. Schoneman: President. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:19. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:3. - John W. Geelan: General Counsel and Secretary. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:20. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:3. - Katherine P. Clune: Chief Financial Officer. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:leadership_role:21. Valid from: 2026-02-26. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:3. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Compensation Committee Approval Date: Chair not stated; Members Chad R. Abraham; Jonathan J. Doyle. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_record:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:4. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - PIPER SANDLER COMPANIES. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:1. ## Entity Status - Public listing published. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:1. ## Published Fact - US. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:1. ## Committee Appointment - Chad R. Abraham: member, Compensation Committee Approval Date. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:4. - Jonathan J. Doyle: member, Compensation Committee Approval Date. Claim: alpha:claim:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:4. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:1: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/piper-sandler-companies). - alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:2: [DEF 14A tm261358-1_def14a.htm](https://www.sec.gov/Archives/edgar/data/1230245/000110465926041101/tm261358-1_def14a.htm). - alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:3: [PIPR 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1230245/000123024526000013/pipr-20251231.htm). - alpha:evidence:company:bc4194fa-d849-43be-bdcb-d5e67fb02ee3:4: [Compensation Committee Approval Date](https://www.sec.gov/Archives/edgar/data/1230245/000110465926041101/tm261358-1_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/piper-sandler-companies) - [Public Markdown](https://registry.alpha.ac/companies/piper-sandler-companies.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/piper-sandler-companies?format=jsonld) - MCP resource: `alpha://companies/piper-sandler-companies` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible.