# ROCKET PHARMACEUTICALS, INC.

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:1983b7ba-a9df-445e-933b-d06c7b8194a3 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/rocket-pharmaceuticals-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 27 |
| Claims under review | 1 |
| Evidence records | 10 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-19T14:44:42.024694+00:00 |
| Last reviewed | 2026-10-19T14:44:42.024694+00:00 |

## Identity

- Legal name: ROCKET PHARMACEUTICALS, INC.
- Display name: ROCKET PHARMACEUTICALS, INC.

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-19T17:42:20.289655+00:00 |
| Completeness | 0.409 |
| Record Quality | 0.846 |
| Directors | 8 |
| Committees | 3 |
| Governance events | 15 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- David P. Southwell: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2014-01-01. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:5
- Elisabeth Björk: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-06. Committees: AUDIT COMMITTEE (member). claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:6
- Fady Malik: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2022-01-01. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:7
- Gaurav Shah: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:8
- Mikael Dolsten: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:9
- Peter Fong: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. Committees: compensation committee (member); nominating and corporate governance committee (member). claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:10
- Piratip Pratumsuwan: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-04-06. Committees: AUDIT COMMITTEE (member). claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:11
- Roderick Wong: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2018-01-01. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:12

## Committees

- AUDIT COMMITTEE (audit). Chair: NOT_PUBLISHED. Members: Elisabeth Björk (member, current); Piratip Pratumsuwan (member, current). committee_id=alpha:committee:rocket-pharmaceuticals-inc:audit-committee
- compensation committee (compensation). Chair: NOT_PUBLISHED. Members: Peter Fong (member, current). committee_id=alpha:committee:rocket-pharmaceuticals-inc:compensation-committee
- nominating and corporate governance committee (nominating_governance). Chair: NOT_PUBLISHED. Members: Peter Fong (member, current). committee_id=alpha:committee:rocket-pharmaceuticals-inc:nominating-and-corporate-governance-committee

## Executive leadership

- Christopher Stevens: Chief Operating Officer [COO]. Status: current. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:13
- Giovanni Caforio, M.D.: Chief Executive Officer and Director [CEO]. Status: current. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:14
- John Militello, CPA: Vice President of Finance, Senior Controller Treasurer, Principal Accounting Officer [CAO]. Status: current. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:15
- Jonathan Schwartz, M.D.: Chief Science Gene Therapy Officer. Status: current. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:16
- Martin Wilson, J.D.: General Counsel and Chief Corporate Officer, Senior Vice President, Interim Principal Financial Officer [GC]. Status: current. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:17
- Sarbani Chaudhuri, M.B.A.: Chief Commercial Medical Affairs Officer. Status: current. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:18
- Syed Rizvi, M.D.: Chief Medical Officer. Status: current. claim_id=alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:19

## Governance events

- DIRECTOR_APPOINTED: Elisabeth Björk seat on ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:r36ohx1b2mlvv
- DIRECTOR_APPOINTED: Piratip Pratumsuwan seat on ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:1559zf3co0d9
- EXECUTIVE_APPOINTED: Christopher Stevens executive of ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:mnyjhl1wzrp87
- CEO_CHANGED: Giovanni Caforio, M.D. executive of ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:1mu5vm51ycsxst
- EXECUTIVE_APPOINTED: John Militello, CPA executive of ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:2mqbs21u3acre
- EXECUTIVE_APPOINTED: Jonathan Schwartz, M.D. executive of ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:a2dxcjkaeaj
- GC_CHANGED: Martin Wilson, J.D. executive of ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:1ru5fl01l51i9y
- EXECUTIVE_APPOINTED: Sarbani Chaudhuri, M.B.A. executive of ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:wilazhz5fhs7
- EXECUTIVE_APPOINTED: Syed Rizvi, M.D. executive of ROCKET PHARMACEUTICALS, INC., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:s4lzk01shv6pm
- DIRECTOR_APPOINTED: Peter Fong seat on ROCKET PHARMACEUTICALS, INC., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:5c4bh34cwpkl
- DIRECTOR_APPOINTED: Mikael Dolsten seat on ROCKET PHARMACEUTICALS, INC., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:b20zoor6pnnc
- DIRECTOR_APPOINTED: Fady Malik seat on ROCKET PHARMACEUTICALS, INC., effective 2022-01-01. Effective: 2022-01-01. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:7d2m68nkd8a8
- DIRECTOR_APPOINTED: Gaurav Shah seat on ROCKET PHARMACEUTICALS, INC., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:pdxydoe2jdei
- DIRECTOR_APPOINTED: Roderick Wong seat on ROCKET PHARMACEUTICALS, INC., effective 2018-01-01. Effective: 2018-01-01. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:1ak3yrjilut55
- DIRECTOR_APPOINTED: David P. Southwell seat on ROCKET PHARMACEUTICALS, INC., effective 2014-01-01. Effective: 2014-01-01. Detected: 2026-10-19T14:44:42.024694+00:00. event_id=alpha:event:transition:1w830yn1n0947z

## Scoped resources

- `alpha://company/rocket-pharmaceuticals-inc` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record
- `alpha://company/rocket-pharmaceuticals-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=identity
- `alpha://company/rocket-pharmaceuticals-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=corporate-structure
- `alpha://company/rocket-pharmaceuticals-inc/board` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=board
- `alpha://company/rocket-pharmaceuticals-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=committees
- `alpha://company/rocket-pharmaceuticals-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=leadership
- `alpha://company/rocket-pharmaceuticals-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=ownership
- `alpha://company/rocket-pharmaceuticals-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=financials
- `alpha://company/rocket-pharmaceuticals-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=capital-structure
- `alpha://company/rocket-pharmaceuticals-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=compensation
- `alpha://company/rocket-pharmaceuticals-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=governance
- `alpha://company/rocket-pharmaceuticals-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=shareholder-governance
- `alpha://company/rocket-pharmaceuticals-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=audit
- `alpha://company/rocket-pharmaceuticals-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=legal
- `alpha://company/rocket-pharmaceuticals-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=risk
- `alpha://company/rocket-pharmaceuticals-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=cyber
- `alpha://company/rocket-pharmaceuticals-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=ai-governance
- `alpha://company/rocket-pharmaceuticals-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=agents
- `alpha://company/rocket-pharmaceuticals-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=ecosystem
- `alpha://company/rocket-pharmaceuticals-inc/events` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=events
- `alpha://company/rocket-pharmaceuticals-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=relationships
- `alpha://company/rocket-pharmaceuticals-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=assessments
- `alpha://company/rocket-pharmaceuticals-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:21: `{"kind":"committee_appointment","original_name":"AUDIT COMMITTEE","category":"audit","role":"member","person":{"alpha_id":"alpha:person:elisabeth-bj-rk-rcktw","name":"Elisabeth Björk"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:22: `{"kind":"committee_appointment","original_name":"AUDIT COMMITTEE","category":"audit","role":"member","person":{"alpha_id":"alpha:person:piratip-pratumsuwan-rcktw","name":"Piratip Pratumsuwan"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:24: `{"kind":"committee_appointment","original_name":"compensation committee","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:peter-fong-rcktw","name":"Peter Fong"},"source_id":"governance_people_committees"}`
- Claim alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:26: `{"kind":"committee_appointment","original_name":"nominating and corporate governance committee","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:peter-fong-rcktw","name":"Peter Fong"},"source_id":"governance_people_committees"}`

## Leadership

- David P. Southwell: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:5. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Elisabeth Björk: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:6. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Fady Malik: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:7. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Gaurav Shah: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:8. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Mikael Dolsten: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:9. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Peter Fong: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:10. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Piratip Pratumsuwan: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:11. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Roderick Wong: Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:12. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020.
- Christopher Stevens: Chief Operating Officer. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:13. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e974ec27e3eb1df3f06d75b3c110b75e0723840c681afa11c6ca0b3865aecd4c.
- Giovanni Caforio, M.D.: Chief Executive Officer and Director. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:14. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:e2b9bf80b2ca4c52de6bd868b0852b33dd13c77389889a536bd47b96958486e6.
- John Militello, CPA: Vice President of Finance, Senior Controller Treasurer, Principal Accounting Officer. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:15. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4c8eb669fbc19802c2da6066a9546d2115d2d221592d8c6e588dec9f50b8654a.
- Jonathan Schwartz, M.D.: Chief Science Gene Therapy Officer. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:16. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:cb1235d4ca04c5b9558090a25a0d9434749c6531bf61c9e4407b2b268d21340b.
- Martin Wilson, J.D.: General Counsel and Chief Corporate Officer, Senior Vice President, Interim Principal Financial Officer. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:17. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2d61a233a32edd4c18b73903a41033501015a75ab25e9d9b0effc4bf07a58c74.
- Sarbani Chaudhuri, M.B.A.: Chief Commercial Medical Affairs Officer. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:18. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:368b09fc195c5ac6db90f75c74618b9e0b539ae6a4f6504ee502ec320e1429a1.
- Syed Rizvi, M.D.: Chief Medical Officer. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:leadership_role:19. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:766254833650452f3e993e7e5936b31c6afa03af0003b5edc9f77022d3891e16.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- AUDIT COMMITTEE: Chair not stated; Members Elisabeth Björk; Piratip Pratumsuwan. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_record:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c.
- compensation committee: Chair not stated; Members Peter Fong. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_record:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c.
- nominating and corporate governance committee: Chair not stated; Members Peter Fong. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_record:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- ROCKET PHARMACEUTICALS, INC.. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:fa68edd1900ee2159ead840015601ca5df706690e35df4c6f1939b5d55966440.

## Entity Status

- Public listing published. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:fa68edd1900ee2159ead840015601ca5df706690e35df4c6f1939b5d55966440.

## Published Fact

- US. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:fa68edd1900ee2159ead840015601ca5df706690e35df4c6f1939b5d55966440.

## Committee Appointment

- Elisabeth Björk: member, AUDIT COMMITTEE. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c.
- Piratip Pratumsuwan: member, AUDIT COMMITTEE. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c.
- Peter Fong: member, compensation committee. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c.
- Peter Fong: member, nominating and corporate governance committee. Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c.

## Security Listing

- RCKT (NASDAQ). Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:security_listing:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:fa68edd1900ee2159ead840015601ca5df706690e35df4c6f1939b5d55966440.
- RCKTW (NASDAQ). Claim: alpha:claim:company:1983b7ba-a9df-445e-933b-d06c7b8194a3:security_listing:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:fa68edd1900ee2159ead840015601ca5df706690e35df4c6f1939b5d55966440.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:fa68edd1900ee2159ead840015601ca5df706690e35df4c6f1939b5d55966440: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc).
- alpha:projection-evidence:document:46a20bdaea3ae89bc2f71afd36b593ceba13d060e6a407b2ef1ae283c83ee020: [DEF 14A ny20067122x2_def14a.htm](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:document:e974ec27e3eb1df3f06d75b3c110b75e0723840c681afa11c6ca0b3865aecd4c: [RCKT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:document:e2b9bf80b2ca4c52de6bd868b0852b33dd13c77389889a536bd47b96958486e6: [RCKT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:document:4c8eb669fbc19802c2da6066a9546d2115d2d221592d8c6e588dec9f50b8654a: [RCKT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:document:cb1235d4ca04c5b9558090a25a0d9434749c6531bf61c9e4407b2b268d21340b: [RCKT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:document:2d61a233a32edd4c18b73903a41033501015a75ab25e9d9b0effc4bf07a58c74: [RCKT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:document:368b09fc195c5ac6db90f75c74618b9e0b539ae6a4f6504ee502ec320e1429a1: [RCKT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:document:766254833650452f3e993e7e5936b31c6afa03af0003b5edc9f77022d3891e16: [RCKT DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).
- alpha:projection-evidence:9f39f3a0cf7697fc8fcfe480e59be360241a232a0408919fcf48d1e0efb59c1c: [AUDIT COMMITTEE](https://www.sec.gov/Archives/edgar/data/1281895/000114036126013335/ny20067122x2_def14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/rocket-pharmaceuticals-inc)
- [Public Markdown](https://registry.alpha.ac/companies/rocket-pharmaceuticals-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/rocket-pharmaceuticals-inc?format=jsonld)
- MCP resource: `alpha://companies/rocket-pharmaceuticals-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

## Critical-risk oversight

Snapshot as of 2026-10-19T17:42:19.967615+00:00; recorded 2026-10-19T17:42:19.967615+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.