# SEI INVESTMENTS CO > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1 | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:330bf7c7-02dc-4225-970a-e1677a2407c5 | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/sei-investments-co | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 30 | | Claims under review | 1 | | Evidence records | 5 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-09-30T04:45:29.590496+00:00 | | Last reviewed | 2026-09-30T04:45:29.590496+00:00 | ## Identity - Legal name: SEI INVESTMENTS CO - Display name: SEI INVESTMENTS CO ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:carmen-v-romeo","name":"Carmen V. Romeo"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:carl-a-guarino","name":"Charles J. Guarino"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:jonathan-a-brassington","name":"Jonathan A. Brassington"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:kathryn-m-mccarthy","name":"Kathryn M. McCarthy"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:thomas-c-naratil","name":"Thomas C. Naratil"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:karin-a-risi","name":"Karin A. Risi"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:carl-a-guarino","name":"Charles J. Guarino"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:jonathan-a-brassington","name":"Jonathan A. Brassington"},"source_id":"board_seats"}` - Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:31: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:kathryn-m-mccarthy","name":"Kathryn M. McCarthy"},"source_id":"board_seats"}` ## Leadership - Carmen V. Romeo: Director, Audit · Chair. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:6. Valid from: 1979-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - Charles J. Guarino: Director, Audit; Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:7. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - Jonathan A. Brassington: Director, Audit; Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:8. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - Karin A. Risi: Director, Compensation · Chair. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:9. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - Kathryn M. McCarthy: Director, Audit; Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:10. Valid from: 1998-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - RYAN P. HICKE: Director. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:11. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - Thomas C. Naratil: Director, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:12. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - William M. Doran: Director. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:13. Valid from: 1985-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2. - MARK A. WARNER: Chief Accounting Officer and Controller. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3. - MICHAEL F. LANE: Executive Vice President. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3. - MICHAEL N. PETERSON: Executive Vice President and General Counsel. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3. - PHILIP N. MCCABE: Executive Vice President. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3. - RYAN P. HICKE: Chief Executive Officer. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3. - SANJAY K. SHARMA: Executive Vice President. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3. - SEAN J. DENHAM: Chief Financial Officer and Chief Operating Officer. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair Carmen V. Romeo; Members Carmen V. Romeo (Chair); Charles J. Guarino; Jonathan A. Brassington; Kathryn M. McCarthy; Thomas C. Naratil. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_record:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4. - Compensation: Chair Karin A. Risi; Members Karin A. Risi (Chair); Charles J. Guarino; Jonathan A. Brassington; Kathryn M. McCarthy. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_record:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - SEI INVESTMENTS CO. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1. ## Entity Status - Public listing published. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1. ## Published Fact - US. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1. - Financials. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1. ## Committee Appointment - Carmen V. Romeo: chair, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4. - Charles J. Guarino: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4. - Jonathan A. Brassington: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4. - Kathryn M. McCarthy: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4. - Thomas C. Naratil: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4. - Karin A. Risi: chair, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5. - Charles J. Guarino: member, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5. - Jonathan A. Brassington: member, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5. - Kathryn M. McCarthy: member, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/sei-investments-co). - alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2: [SEI Investments Company DEF 14A 2026-04-15](https://www.sec.gov/Archives/edgar/data/350894/000035089426000021/seic-20260414.htm). - alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3: SEIC executive roster source. - alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4: [Audit](https://www.sec.gov/Archives/edgar/data/350894/000035089426000021/seic-20260414.htm). - alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5: [Compensation](https://www.sec.gov/Archives/edgar/data/350894/000035089426000021/seic-20260414.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/sei-investments-co) - [Public Markdown](https://registry.alpha.ac/companies/sei-investments-co.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/sei-investments-co?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/sei-investments-co?format=jsonld) - MCP resource: `alpha://companies/sei-investments-co` at https://mcp.alpha.ac/mcp ## Connected governance records Structured intelligence is not currently available. Existing published profile evidence remains accessible.