SEI INVESTMENTS CO

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alpha:company:330bf7c7-02dc-4225-970a-e1677a2407c5 · public-1

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https://registry.alpha.ac/companies/sei-investments-co.md

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# SEI INVESTMENTS CO

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1 |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:330bf7c7-02dc-4225-970a-e1677a2407c5 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/sei-investments-co |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 30 |
| Claims under review | 1 |
| Evidence records | 5 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-09-30T04:45:29.590496+00:00 |
| Last reviewed | 2026-09-30T04:45:29.590496+00:00 |

## Identity

- Legal name: SEI INVESTMENTS CO
- Display name: SEI INVESTMENTS CO

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:22: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:carmen-v-romeo","name":"Carmen V. Romeo"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:23: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:carl-a-guarino","name":"Charles J. Guarino"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:24: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:jonathan-a-brassington","name":"Jonathan A. Brassington"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:25: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:kathryn-m-mccarthy","name":"Kathryn M. McCarthy"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:26: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:thomas-c-naratil","name":"Thomas C. Naratil"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:karin-a-risi","name":"Karin A. Risi"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:carl-a-guarino","name":"Charles J. Guarino"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:jonathan-a-brassington","name":"Jonathan A. Brassington"},"source_id":"board_seats"}`
- Claim alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:31: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:kathryn-m-mccarthy","name":"Kathryn M. McCarthy"},"source_id":"board_seats"}`

## Leadership

- Carmen V. Romeo: Director, Audit · Chair. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:6. Valid from: 1979-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- Charles J. Guarino: Director, Audit; Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:7. Valid from: 2014-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- Jonathan A. Brassington: Director, Audit; Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:8. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- Karin A. Risi: Director, Compensation · Chair. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:9. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- Kathryn M. McCarthy: Director, Audit; Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:10. Valid from: 1998-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- RYAN P. HICKE: Director. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:11. Valid from: 2022-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- Thomas C. Naratil: Director, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:12. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- William M. Doran: Director. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:13. Valid from: 1985-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2.
- MARK A. WARNER: Chief Accounting Officer and Controller. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3.
- MICHAEL F. LANE: Executive Vice President. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3.
- MICHAEL N. PETERSON: Executive Vice President and General Counsel. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3.
- PHILIP N. MCCABE: Executive Vice President. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3.
- RYAN P. HICKE: Chief Executive Officer. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3.
- SANJAY K. SHARMA: Executive Vice President. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3.
- SEAN J. DENHAM: Chief Financial Officer and Chief Operating Officer. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:leadership_role:20. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- Audit: Chair Carmen V. Romeo; Members Carmen V. Romeo (Chair); Charles J. Guarino; Jonathan A. Brassington; Kathryn M. McCarthy; Thomas C. Naratil. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_record:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4.
- Compensation: Chair Karin A. Risi; Members Karin A. Risi (Chair); Charles J. Guarino; Jonathan A. Brassington; Kathryn M. McCarthy. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_record:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5.

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- SEI INVESTMENTS CO. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1.

## Entity Status

- Public listing published. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1.

## Published Fact

- US. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1.
- Financials. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1.

## Committee Appointment

- Carmen V. Romeo: chair, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4.
- Charles J. Guarino: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4.
- Jonathan A. Brassington: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4.
- Kathryn M. McCarthy: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4.
- Thomas C. Naratil: member, Audit. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4.
- Karin A. Risi: chair, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5.
- Charles J. Guarino: member, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5.
- Jonathan A. Brassington: member, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5.
- Kathryn M. McCarthy: member, Compensation. Claim: alpha:claim:company:330bf7c7-02dc-4225-970a-e1677a2407c5:committee_appointment:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:1: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/sei-investments-co).
- alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:2: [SEI Investments Company DEF 14A 2026-04-15](https://www.sec.gov/Archives/edgar/data/350894/000035089426000021/seic-20260414.htm).
- alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:3: SEIC executive roster source.
- alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:4: [Audit](https://www.sec.gov/Archives/edgar/data/350894/000035089426000021/seic-20260414.htm).
- alpha:evidence:company:330bf7c7-02dc-4225-970a-e1677a2407c5:5: [Compensation](https://www.sec.gov/Archives/edgar/data/350894/000035089426000021/seic-20260414.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/sei-investments-co)
- [Public Markdown](https://registry.alpha.ac/companies/sei-investments-co.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/sei-investments-co?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/sei-investments-co?format=jsonld)
- MCP resource: `alpha://companies/sei-investments-co` at https://mcp.alpha.ac/mcp


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Cite

URL: https://registry.alpha.ac/companies/sei-investments-co
Version: public-1
JSON content hash: Unavailable

Evidence sources

Alpha canonical company public projection
SEI Investments Company DEF 14A 2026-04-15
SEIC executive roster source
Audit
Compensation