# SHF Holdings, Inc.

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/shf-holdings-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 11 |
| Claims under review | 1 |
| Evidence records | 6 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-11-14T04:48:42.131919+00:00 |
| Last reviewed | 2026-11-14T04:48:42.131919+00:00 |

## Identity

- Legal name: SHF Holdings, Inc.
- Display name: SHF Holdings, Inc.

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:ro-d751713988987e9331980363e24189ce |
| As of | 2026-11-14T04:48:42.131919+00:00 |
| Completeness | 0.364 |
| Record Quality | 0.814 |
| Directors | 2 |
| Committees | 0 |
| Governance events | 4 |
| Entity class | public_company |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | NOT_REVIEWED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | NOT_REVIEWED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Board

- Michael Regan: Director. Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:5
- Terrance E. Mendez: Director. Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:6

## Executive leadership

- Douglas Beck: Principal Accounting Officer, SVP of Accounting and Finance, Controller [CAO]. Status: current. claim_id=alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:7
- Jeffrey Kay: Chief Marketing Officer. Status: current. claim_id=alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:8
- Michael Regan: Chief Investment Strategy Officer. Status: current. claim_id=alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:9
- Terrance E. Mendez: Chief Executive Officer and Chief Financial Officer [CEO]. Status: current. claim_id=alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:10

## Governance events

- EXECUTIVE_APPOINTED: Douglas Beck executive of SHF Holdings, Inc., effective 2026-04-15. Effective: 2026-04-15. Detected: 2026-11-14T04:48:42.131919+00:00. event_id=alpha:event:transition:kva3rt1gka80n
- EXECUTIVE_APPOINTED: Jeffrey Kay executive of SHF Holdings, Inc., effective 2026-04-15. Effective: 2026-04-15. Detected: 2026-11-14T04:48:42.131919+00:00. event_id=alpha:event:transition:15610bua8nfyc
- EXECUTIVE_APPOINTED: Michael Regan executive of SHF Holdings, Inc., effective 2026-04-15. Effective: 2026-04-15. Detected: 2026-11-14T04:48:42.131919+00:00. event_id=alpha:event:transition:1yed3fs1eg8ply
- CEO_ROLE_RECORDED: Terrance E. Mendez executive of SHF Holdings, Inc., effective 2026-04-15. Effective: 2026-04-15. Detected: 2026-11-14T04:48:42.131919+00:00. event_id=alpha:event:transition:1cobn8ebjd7bi

## Scoped resources

- `alpha://company/shf-holdings-inc` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record
- `alpha://company/shf-holdings-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=identity
- `alpha://company/shf-holdings-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=corporate-structure
- `alpha://company/shf-holdings-inc/board` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=board
- `alpha://company/shf-holdings-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=committees
- `alpha://company/shf-holdings-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=leadership
- `alpha://company/shf-holdings-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=ownership
- `alpha://company/shf-holdings-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=financials
- `alpha://company/shf-holdings-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=capital-structure
- `alpha://company/shf-holdings-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=compensation
- `alpha://company/shf-holdings-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=governance
- `alpha://company/shf-holdings-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=shareholder-governance
- `alpha://company/shf-holdings-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=audit
- `alpha://company/shf-holdings-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=legal
- `alpha://company/shf-holdings-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=risk
- `alpha://company/shf-holdings-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=cyber
- `alpha://company/shf-holdings-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=ai-governance
- `alpha://company/shf-holdings-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=agents
- `alpha://company/shf-holdings-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=ecosystem
- `alpha://company/shf-holdings-inc/events` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=events
- `alpha://company/shf-holdings-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=relationships
- `alpha://company/shf-holdings-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=assessments
- `alpha://company/shf-holdings-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record&section=evidence

## Role modules

- NOT_ASSERTED

## Attention

- NO_RECORDS_FOUND

## Committee data

- NO_RECORDS_FOUND

## Leadership

- Michael Regan: Director. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9df1a3757190a50badc95fa88d89f063aee010cf2cfe1805616de193954bf8df.
- Terrance E. Mendez: Director. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9df1a3757190a50badc95fa88d89f063aee010cf2cfe1805616de193954bf8df.
- Douglas Beck: Principal Accounting Officer, SVP of Accounting and Finance, Controller. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:7. Valid from: 2026-04-15. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:eb046f7bc1f388f3ffa785764aaad7ed725cbfd7d4b2ff0ba961f17504cad9bf.
- Jeffrey Kay: Chief Marketing Officer. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:8. Valid from: 2026-04-15. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:270054cb9be31079e21b45b6ff1cc90fc46b876233cfa00ebd293efc54481872.
- Michael Regan: Chief Investment Strategy Officer. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:9. Valid from: 2026-04-15. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:eb5247ad445f7ecb93cc58d0e7f5e2ada9cbc870bfe969cdce70dae90086a100.
- Terrance E. Mendez: Chief Executive Officer and Chief Financial Officer. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:leadership_role:10. Valid from: 2026-04-15. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:2b6fe395056a46c6bdf2cce7140544196ed8e838bd8db00b359c96fb4c1f5953.

## Roles

- PUBLISHED

## Governance

- NOT_ASSERTED

## Board committees

- PUBLISHED

## Financials

- NOT_ASSERTED

## Workforce

- NOT_ASSERTED

## Market and index context

- PUBLISHED

## Legal Name

- SHF Holdings, Inc.. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:94d7f235c9738990d503348553615c55e4c7a8a6dd18ec77fe745fea8627897a.

## Entity Status

- Public listing published. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:94d7f235c9738990d503348553615c55e4c7a8a6dd18ec77fe745fea8627897a.

## Published Fact

- US. Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:94d7f235c9738990d503348553615c55e4c7a8a6dd18ec77fe745fea8627897a.

## Security Listing

- SHFS (NASDAQ). Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:security_listing:11. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:94d7f235c9738990d503348553615c55e4c7a8a6dd18ec77fe745fea8627897a.
- SHFSW (NASDAQ). Claim: alpha:claim:company:a645ef39-ab8a-4cd6-99b9-73b123f099e8:security_listing:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:94d7f235c9738990d503348553615c55e4c7a8a6dd18ec77fe745fea8627897a.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |

## Public sources

- alpha:projection-evidence:94d7f235c9738990d503348553615c55e4c7a8a6dd18ec77fe745fea8627897a: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/shf-holdings-inc).
- alpha:projection-evidence:document:9df1a3757190a50badc95fa88d89f063aee010cf2cfe1805616de193954bf8df: [SHF Holdings, Inc. DEF 14A 2025-10-24](https://www.sec.gov/Archives/edgar/data/1854963/000149315225019355/formdef14a.htm).
- alpha:projection-evidence:document:eb046f7bc1f388f3ffa785764aaad7ed725cbfd7d4b2ff0ba961f17504cad9bf: [SHFS 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1854963/000149315226016778/form10-k.htm).
- alpha:projection-evidence:document:270054cb9be31079e21b45b6ff1cc90fc46b876233cfa00ebd293efc54481872: [SHFS 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1854963/000149315226016778/form10-k.htm).
- alpha:projection-evidence:document:eb5247ad445f7ecb93cc58d0e7f5e2ada9cbc870bfe969cdce70dae90086a100: [SHFS 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1854963/000149315226016778/form10-k.htm).
- alpha:projection-evidence:document:2b6fe395056a46c6bdf2cce7140544196ed8e838bd8db00b359c96fb4c1f5953: [SHFS 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1854963/000149315226016778/form10-k.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/companies/shf-holdings-inc)
- [Public Markdown](https://registry.alpha.ac/companies/shf-holdings-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/shf-holdings-inc?format=jsonld)
- MCP resource: `alpha://companies/shf-holdings-inc` at https://mcp.alpha.ac/mcp


## Connected governance records

Structured intelligence is not currently available. Existing published profile evidence remains accessible.

## Critical-risk oversight

Snapshot as of 2026-11-15T10:55:14.936116+00:00; recorded 2026-11-15T10:55:14.936116+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.