# SolarMax Technology, Inc. > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/solarmax-technology-inc | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 18 | | Claims under review | 1 | | Evidence records | 5 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-18T07:13:29.958466+00:00 | | Last reviewed | 2026-10-18T07:13:29.958466+00:00 | ## Identity - Legal name: SolarMax Technology, Inc. - Display name: SolarMax Technology, Inc. ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-18T14:58:01.959415+00:00 | | Completeness | 0.409 | | Record Quality | 0.831 | | Directors | 5 | | Committees | 4 | | Governance events | 9 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | PUBLISHED | | leadership | PUBLISHED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - David Hsu: Director. Status: current. Independent: false. Since: 2008-01-01. claim_id=alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:5 - Lei Zhang, Ph.D.: Director. Status: current. Independent: true. Since: 2020-01-01. claim_id=alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:6 - Simon Yuan: Director. Status: current. Independent: true. Since: 2008-01-01. Committees: Audit (member). claim_id=alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:7 - Wei Yuan Chen: Director. Status: current. Independent: true. Since: 2010-01-01. Committees: Audit (member); Audit; Compensation · Chair; Nominating and Governance (member); Compensation (chair); Nominating and Governance (member). claim_id=alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:9 - Stephen Chen: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:8 ## Committees - Audit (audit). Chair: NOT_PUBLISHED. Members: Simon Yuan (member, current); Wei Yuan Chen (member, current). committee_id=alpha:committee:solarmax-technology-inc:audit - Audit; Compensation · Chair; Nominating and Governance (audit). Chair: NOT_PUBLISHED. Members: Wei Yuan Chen (member, current). committee_id=alpha:committee:solarmax-technology-inc:audit-compensation-chair-nominating-and-governance - Compensation (compensation). Chair: Wei Yuan Chen. Members: Wei Yuan Chen (chair, current). committee_id=alpha:committee:solarmax-technology-inc:compensation - Nominating and Governance (nominating_governance). Chair: NOT_PUBLISHED. Members: Wei Yuan Chen (member, current). committee_id=alpha:committee:solarmax-technology-inc:nominating-and-governance ## Executive leadership - David Hsu: Chief Executive Officer [CEO]. Status: current. claim_id=alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:10 - Stephen Brown: Chief Financial Officer [CFO]. Status: current. claim_id=alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:11 ## Governance events - CEO_CHANGED: David Hsu executive of SolarMax Technology, Inc., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:b1mn92lvyys6 - CFO_CHANGED: Stephen Brown executive of SolarMax Technology, Inc., effective 2026-04-06. Effective: 2026-04-06. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:pru6w91eug72x - DIRECTOR_APPOINTED: Lei Zhang, Ph.D. seat on SolarMax Technology, Inc., effective 2020-01-01. Effective: 2020-01-01. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:1un5tc05h5hfy - DIRECTOR_APPOINTED: Wei Yuan Chen seat on SolarMax Technology, Inc., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:1kd465m1l8auzi - COMMITTEE_CREATED: Audit; Compensation · Chair; Nominating and Governance committee of SolarMax Technology, Inc., effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:agswye1abm4u - COMMITTEE_MEMBER_ADDED: Wei Yuan Chen member of Audit; Compensation · Chair; Nominating and Governance, effective 2010-01-01. Effective: 2010-01-01. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:1fqwzji9v5ivi - DIRECTOR_APPOINTED: David Hsu seat on SolarMax Technology, Inc., effective 2008-01-01. Effective: 2008-01-01. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:1iqqh4t6bakv3 - DIRECTOR_APPOINTED: Simon Yuan seat on SolarMax Technology, Inc., effective 2008-01-01. Effective: 2008-01-01. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:s3ots9m8q90h - COMMITTEE_MEMBER_ADDED: Simon Yuan member of Audit, effective 2008-01-01. Effective: 2008-01-01. Detected: 2026-10-18T07:13:29.958466+00:00. event_id=alpha:event:transition:173ym14jtgyog ## Scoped resources - `alpha://company/solarmax-technology-inc` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record - `alpha://company/solarmax-technology-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=identity - `alpha://company/solarmax-technology-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=corporate-structure - `alpha://company/solarmax-technology-inc/board` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=board - `alpha://company/solarmax-technology-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=committees - `alpha://company/solarmax-technology-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=leadership - `alpha://company/solarmax-technology-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=ownership - `alpha://company/solarmax-technology-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=financials - `alpha://company/solarmax-technology-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=capital-structure - `alpha://company/solarmax-technology-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=compensation - `alpha://company/solarmax-technology-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=governance - `alpha://company/solarmax-technology-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=shareholder-governance - `alpha://company/solarmax-technology-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=audit - `alpha://company/solarmax-technology-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=legal - `alpha://company/solarmax-technology-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=risk - `alpha://company/solarmax-technology-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=cyber - `alpha://company/solarmax-technology-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=ai-governance - `alpha://company/solarmax-technology-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=agents - `alpha://company/solarmax-technology-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=ecosystem - `alpha://company/solarmax-technology-inc/events` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=events - `alpha://company/solarmax-technology-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=relationships - `alpha://company/solarmax-technology-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=assessments - `alpha://company/solarmax-technology-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - Claim alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:13: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:simon-yuan","name":"Simon Yuan"},"source_id":"board_seats"}` - Claim alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:14: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:wei-yuan-chen","name":"Wei Yuan Chen"},"source_id":"board_seats"}` - Claim alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:16: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:wei-yuan-chen","name":"Wei Yuan Chen"},"source_id":"board_seats"}` - Claim alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:18: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:wei-yuan-chen","name":"Wei Yuan Chen"},"source_id":"board_seats"}` ## Leadership - David Hsu: Director. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:5. Valid from: 2008-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d33cbb0f39fd42046b8f8b01c26844e397a776def949b8c2d4d08b296e6d37ce. - Lei Zhang, Ph.D.: Director. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:6. Valid from: 2020-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d33cbb0f39fd42046b8f8b01c26844e397a776def949b8c2d4d08b296e6d37ce. - Simon Yuan: Director, Audit. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:7. Valid from: 2008-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d33cbb0f39fd42046b8f8b01c26844e397a776def949b8c2d4d08b296e6d37ce. - Stephen Chen: Director. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d33cbb0f39fd42046b8f8b01c26844e397a776def949b8c2d4d08b296e6d37ce. - Wei Yuan Chen: Director, Audit; Compensation · Chair; Nominating and Governance. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:9. Valid from: 2010-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d33cbb0f39fd42046b8f8b01c26844e397a776def949b8c2d4d08b296e6d37ce. - David Hsu: Chief Executive Officer. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:10. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:8a56d28f2a6e71313eec2eaef341880746afb7754843f152ada5b442608d1ab9. - Stephen Brown: Chief Financial Officer. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:leadership_role:11. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:21f56f9b7d7823827193ebc3b66ee16a7ce772f1bfad144b76a384b61846705b. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - Audit: Chair not stated; Members Simon Yuan; Wei Yuan Chen. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_record:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68. - Compensation: Chair Wei Yuan Chen; Members Wei Yuan Chen (Chair). Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_record:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68. - Nominating and Governance: Chair not stated; Members Wei Yuan Chen. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_record:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68. ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - SolarMax Technology, Inc.. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9bbeaa7443f6b138b95e0024590d0d59c5ced5a53c355338d4ed3b46cbdd26a9. ## Entity Status - Public listing published. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9bbeaa7443f6b138b95e0024590d0d59c5ced5a53c355338d4ed3b46cbdd26a9. ## Published Fact - US. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9bbeaa7443f6b138b95e0024590d0d59c5ced5a53c355338d4ed3b46cbdd26a9. ## Committee Appointment - Simon Yuan: member, Audit. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68. - Wei Yuan Chen: member, Audit. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68. - Wei Yuan Chen: chair, Compensation. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68. - Wei Yuan Chen: member, Nominating and Governance. Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:committee_appointment:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68. ## Security Listing - SMXT (NASDAQ). Claim: alpha:claim:company:c6dd39ce-5baa-46ab-9563-df2d3d9c0ecb:security_listing:19. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9bbeaa7443f6b138b95e0024590d0d59c5ced5a53c355338d4ed3b46cbdd26a9. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:9bbeaa7443f6b138b95e0024590d0d59c5ced5a53c355338d4ed3b46cbdd26a9: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/solarmax-technology-inc). - alpha:projection-evidence:document:d33cbb0f39fd42046b8f8b01c26844e397a776def949b8c2d4d08b296e6d37ce: [SolarMax Technology, Inc. DEF 14A 2025-10-14](https://www.sec.gov/Archives/edgar/data/1519472/000164033425001818/solarmax_def14a.htm). - alpha:projection-evidence:document:8a56d28f2a6e71313eec2eaef341880746afb7754843f152ada5b442608d1ab9: [SMXT 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1519472/000164033426000651/solarmax_10k.htm). - alpha:projection-evidence:document:21f56f9b7d7823827193ebc3b66ee16a7ce772f1bfad144b76a384b61846705b: [SMXT 10-K executive officers](https://www.sec.gov/Archives/edgar/data/1519472/000164033426000651/solarmax_10k.htm). - alpha:projection-evidence:2a03c4d0804943402b83473a1701f4258c25e8c549f3bf9d8515cd75d92e5d68: [Audit](https://www.sec.gov/Archives/edgar/data/1519472/000164033425001818/solarmax_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/solarmax-technology-inc) - [Public Markdown](https://registry.alpha.ac/companies/solarmax-technology-inc.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/solarmax-technology-inc?format=jsonld) - MCP resource: `alpha://companies/solarmax-technology-inc` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-18T14:58:01.763635+00:00; recorded 2026-10-18T14:58:01.763635+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.