# XAI Floating Rate & Alternative Income Trust > Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero. ## Record | Field | Value | | --- | --- | | Representation | alpha-profile-markdown-v4 | | Protocol | Alpha Governance Facts Protocol 0.1 | | Schema | alpha.governance.entity.public.v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | Governance record representation | alpha-governance-record-v2 | | Canonical entity | alpha:company:60c88c13-a825-4b8c-b677-4a1a96be402f | | Entity type | Company | | Canonical URL | https://registry.alpha.ac/companies/xai-floating-rate-alternative-income-trust | | Publication | PUBLISHED | | Verification | source_reported | | Verification schema | alpha-verification-states-v1 | | Ownership | unclaimed | | Published claims | 10 | | Claims under review | 1 | | Evidence records | 2 | | Conflicts | 0 | | Conflicts in internal review | 0 | | Observed | 2026-10-16T04:46:35.397625+00:00 | | Last reviewed | 2026-10-16T04:46:35.397625+00:00 | ## Identity - Legal name: XAI Floating Rate & Alternative Income Trust - Display name: XAI Floating Rate & Alternative Income Trust ## Alpha Governance Record | Field | Value | | --- | --- | | Governance Record schema | alpha-governance-record-v2 | | Ontology | alpha-governance-ontology-v1 | | Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | | As of | 2026-10-16T08:13:32.556767+00:00 | | Completeness | 0.318 | | Record Quality | 0.836 | | Directors | 6 | | Committees | 0 | | Governance events | 6 | | Entity class | public_company | ## Section coverage | Section | State | | --- | --- | | identity | PUBLISHED | | corporate_structure | NOT_REVIEWED | | board | PUBLISHED | | committees | NOT_REVIEWED | | leadership | NOT_REVIEWED | | ownership | NOT_REVIEWED | | financials | NOT_REVIEWED | | capital_structure | PUBLISHED | | compensation | NOT_REVIEWED | | governance | NOT_REVIEWED | | shareholder_governance | NOT_REVIEWED | | audit | NOT_REVIEWED | | legal | NOT_REVIEWED | | risk | NOT_REVIEWED | | cyber | NOT_REVIEWED | | ai_governance | NOT_REVIEWED | | agent_governance | RESTRICTED | | markets_external | NOT_REVIEWED | | events | PUBLISHED | | relationships | PUBLISHED | | assessments | PUBLISHED | | evidence | PUBLISHED | ## Board - Danielle Cupps: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:5 - Gregory G. Dingens: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:6 - Philip G. Franklin: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:7 - Scott Craven Jones: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:8 - Theodore J. Brombach: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. claim_id=alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:9 - William T. Meyers: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. claim_id=alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:10 ## Governance events - DIRECTOR_APPOINTED: William T. Meyers seat on XAI Floating Rate & Alternative Income Trust, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-16T04:46:35.397625+00:00. event_id=alpha:event:transition:v7rk931p6xm4j - DIRECTOR_APPOINTED: Danielle Cupps seat on XAI Floating Rate & Alternative Income Trust, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:46:35.397625+00:00. event_id=alpha:event:transition:1kbr1fn9borbj - DIRECTOR_APPOINTED: Gregory G. Dingens seat on XAI Floating Rate & Alternative Income Trust, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:46:35.397625+00:00. event_id=alpha:event:transition:ju9s4obj0mec - DIRECTOR_APPOINTED: Philip G. Franklin seat on XAI Floating Rate & Alternative Income Trust, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:46:35.397625+00:00. event_id=alpha:event:transition:1823cuv2ygp8p - DIRECTOR_APPOINTED: Scott Craven Jones seat on XAI Floating Rate & Alternative Income Trust, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:46:35.397625+00:00. event_id=alpha:event:transition:1i2a2gq17ybfdu - DIRECTOR_APPOINTED: Theodore J. Brombach seat on XAI Floating Rate & Alternative Income Trust, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-16T04:46:35.397625+00:00. event_id=alpha:event:transition:1drzspl62sx3 ## Scoped resources - `alpha://company/xai-floating-rate-alternative-income-trust` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record - `alpha://company/xai-floating-rate-alternative-income-trust/identity` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=identity - `alpha://company/xai-floating-rate-alternative-income-trust/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=corporate-structure - `alpha://company/xai-floating-rate-alternative-income-trust/board` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=board - `alpha://company/xai-floating-rate-alternative-income-trust/committees` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=committees - `alpha://company/xai-floating-rate-alternative-income-trust/leadership` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=leadership - `alpha://company/xai-floating-rate-alternative-income-trust/ownership` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=ownership - `alpha://company/xai-floating-rate-alternative-income-trust/financials` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=financials - `alpha://company/xai-floating-rate-alternative-income-trust/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=capital-structure - `alpha://company/xai-floating-rate-alternative-income-trust/compensation` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=compensation - `alpha://company/xai-floating-rate-alternative-income-trust/governance` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=governance - `alpha://company/xai-floating-rate-alternative-income-trust/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=shareholder-governance - `alpha://company/xai-floating-rate-alternative-income-trust/audit` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=audit - `alpha://company/xai-floating-rate-alternative-income-trust/legal` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=legal - `alpha://company/xai-floating-rate-alternative-income-trust/risk` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=risk - `alpha://company/xai-floating-rate-alternative-income-trust/cyber` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=cyber - `alpha://company/xai-floating-rate-alternative-income-trust/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=ai-governance - `alpha://company/xai-floating-rate-alternative-income-trust/agents` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=agents - `alpha://company/xai-floating-rate-alternative-income-trust/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=ecosystem - `alpha://company/xai-floating-rate-alternative-income-trust/events` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=events - `alpha://company/xai-floating-rate-alternative-income-trust/relationships` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=relationships - `alpha://company/xai-floating-rate-alternative-income-trust/assessments` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=assessments - `alpha://company/xai-floating-rate-alternative-income-trust/evidence` (contract): https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record§ion=evidence ## Role modules - NOT_ASSERTED ## Attention - NO_RECORDS_FOUND ## Committee data - NO_RECORDS_FOUND ## Leadership - Danielle Cupps: Director. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:5. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f78ce71a4a487c6ef5fd44c8964df2fc39ad3719194f6e19cc3ecea6fbd3a452. - Gregory G. Dingens: Director. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:6. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f78ce71a4a487c6ef5fd44c8964df2fc39ad3719194f6e19cc3ecea6fbd3a452. - Philip G. Franklin: Director. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:7. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f78ce71a4a487c6ef5fd44c8964df2fc39ad3719194f6e19cc3ecea6fbd3a452. - Scott Craven Jones: Director. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:8. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f78ce71a4a487c6ef5fd44c8964df2fc39ad3719194f6e19cc3ecea6fbd3a452. - Theodore J. Brombach: Director. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:9. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f78ce71a4a487c6ef5fd44c8964df2fc39ad3719194f6e19cc3ecea6fbd3a452. - William T. Meyers: Director. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:leadership_role:10. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f78ce71a4a487c6ef5fd44c8964df2fc39ad3719194f6e19cc3ecea6fbd3a452. ## Roles - PUBLISHED ## Governance - NOT_ASSERTED ## Board committees - PUBLISHED ## Financials - NOT_ASSERTED ## Workforce - NOT_ASSERTED ## Market and index context - PUBLISHED ## Legal Name - XAI Floating Rate & Alternative Income Trust. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1c24d0dbcb2bda845d330055b77890690e2bae054ec91c166101a16c31b8f92e. ## Entity Status - Public listing published. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1c24d0dbcb2bda845d330055b77890690e2bae054ec91c166101a16c31b8f92e. ## Published Fact - US. Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:published_fact:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1c24d0dbcb2bda845d330055b77890690e2bae054ec91c166101a16c31b8f92e. ## Security Listing - XFLT (NYSE). Claim: alpha:claim:company:60c88c13-a825-4b8c-b677-4a1a96be402f:security_listing:11. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1c24d0dbcb2bda845d330055b77890690e2bae054ec91c166101a16c31b8f92e. ## Coverage states | Field | Value | | --- | --- | | Identity | PUBLISHED | | Business | PUBLISHED | | Leadership | PUBLISHED | | Board and committees | PUBLISHED | | Governance | NOT_ASSERTED | | Financials | NOT_ASSERTED | | Workforce | NOT_ASSERTED | | Ownership | NOT_ASSERTED | | Ratings | NOT_PUBLISHED | | Market and index context | PUBLISHED | ## Public sources - alpha:projection-evidence:1c24d0dbcb2bda845d330055b77890690e2bae054ec91c166101a16c31b8f92e: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust). - alpha:projection-evidence:document:f78ce71a4a487c6ef5fd44c8964df2fc39ad3719194f6e19cc3ecea6fbd3a452: [DEF 14A fp0093538-1_def14a.htm](https://www.sec.gov/Archives/edgar/data/1703079/000139834425009020/fp0093538-1_def14a.htm). ## Rights | Field | Value | | --- | --- | | public_retrieval | allowed | | agent_retrieval | allowed | | redistribution | not_granted | | model_training | not_granted | | commercial_use | not_specified | | relationship_pathfinding | not_granted | | direct_contact | not_granted | ## Limitations - Absence of a leadership role, committee, or disclosure is not evidence that it does not exist. - Only explicitly published canonical company identity and current confirmed public roles are included. - Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist. - Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights. - This Company Profile is an identity and evidence record, not an Alpha rating. ## Alternate representations - [Canonical profile](https://registry.alpha.ac/companies/xai-floating-rate-alternative-income-trust) - [Public Markdown](https://registry.alpha.ac/companies/xai-floating-rate-alternative-income-trust.md) - [Public JSON](https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=record) - [JSON-LD](https://registry.alpha.ac/api/public/companies/xai-floating-rate-alternative-income-trust?format=jsonld) - MCP resource: `alpha://companies/xai-floating-rate-alternative-income-trust` at https://mcp.alpha.ac/mcp ## Connected governance records Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage. ## Critical-risk oversight Snapshot as of 2026-10-16T08:13:32.262348+00:00; recorded 2026-10-16T08:13:32.262348+00:00. Every published assignment for this snapshot is listed. Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording. An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.