CION Investment Corp
Current- Director 2016 to present
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Executive record
Alpha ID: alpha:person:stephen-romanVersion: public-0As of: 2026-10-03
Not yet claimed10 published Claims6 sources
- Director
Leadership, in context.
Connect capital, control, accountability, and evidence.
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ResponsibilitiesInspect board appointments and committee mandates.ExperienceReview career history and qualifications in context.Economic interestsExamine disclosed incentives and ownership.Key Claims
Biography
Chief Compliance Officer and Secretary since February 2016, advising on regulatory, compliance, fund governance, and operational matters for alternative investment funds. Previously practiced law in New York and worked as an analyst at Forex Capital Markets.
Alpha editorial summary written from the cited sources below. It does not change any Claim on this record.
Board service
Boards
Claims
Executive career
- Current · dates not publishedCorporate Secretary · CION Investment Corp
- 2026 to end not publishedExecutive title: Chief Compliance Officer and Secretary · Organization not publishedCICB DEF 14A executive officers
- Dates not publishedExecutive title: Corporate Secretary · Organization not published
Claims
Compensation
Compensation coverage
No published Claims are available in this section of the public record. This does not establish that the information is undisclosed or that no relevant facts exist.
Review evidence coverageConflicts and accountability
Alpha has not published independence, related-party, proceedings or disciplinary Claims for this record. This is not a finding that none exist.
Only disclosed facts and public registers appear here. Executive records carry no credit, personal litigation, background screening or underwriting views. None observed is not a clearance.
Evidence, history and coverage
Additional published Claims
Published evidence records
6 evidence records, matching Agent View. Records may refer to different locations or observations in the same document. This count is not a count of independent corroborating sources.
CION DEF 14A executive officers
sec filing · Source published: Apr 30, 2026 · Retrieved: Jul 28, 2026
Supports 6 claims
- AI and ML experience: AI and ML experience: not identified in the cited filing · Claim reviewed: May 16, 2026
- Cybersecurity experience: Cybersecurity experience: not identified in the cited filing · Claim reviewed: May 16, 2026
- Executive company: Executive at CION Investment Corp · Claim reviewed: Jul 28, 2026
- Executive title: Executive title: Chief Compliance Officer and Secretary · Claim reviewed: Jul 28, 2026
- Other Company Role: Stephen Roman is also linked to CION Grosvenor Infrastructure Fund as Chief Compliance Officer and Secretary. · Claim reviewed: May 16, 2026
- Technology background: Technology background: not identified in the cited filing · Claim reviewed: May 16, 2026
CICB DEF 14A executive officers
sec filing · Source published: Apr 30, 2026 · Retrieved: May 16, 2026
Supports 2 claims
- Executive company: Executive at CION Investment Corp · Claim reviewed: Jul 28, 2026
- Executive title: Executive title: Chief Compliance Officer and Secretary · Claim reviewed: Jul 28, 2026
CICC DEF 14A executive officers
sec filing · Source published: Apr 30, 2026 · Retrieved: Jul 28, 2026
Supports 2 claims
- Executive company: Executive at CION Investment Corp · Claim reviewed: Jul 28, 2026
- Executive title: Executive title: Chief Compliance Officer and Secretary · Claim reviewed: Jul 28, 2026
Open source
sec def 14a · Source published: Apr 30, 2026 · Retrieved: Sep 6, 2026
Supports 2 claims
- Professional Role: Corporate Secretary at CION Investment Corp · Claim reviewed: Sep 6, 2026
- Executive title: Executive title: Corporate Secretary · Claim reviewed: Sep 6, 2026
Open source
sec proxy · Source published: May 30, 2025 · Retrieved: Sep 2, 2026
Supports 1 claim
- Professional Role: Director at CION Investment Corp · Claim reviewed: Sep 6, 2026
Open source
public source · Source published: Date unavailable · Retrieved: Date unavailable
Supports 1 claim
- Board membership: Serves on the board of CION Investment Corp · Claim reviewed: Sep 6, 2026
No published record changes are available in this projection.
Identity
unclaimed
Evidence
corroborated
Evaluation
Unknown
Monitoring
Unknown
Authority
Unknown
Freshness
Observed 2026-10-03
- Biography
- published
- Board service
- published
- Executive career
- published
- Education and qualifications
- not observed
- Compensation
- not observed
- Conflicts and accountability
- not observed
- Background screening
- out of scope