Thomas A. Broughton, III

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Version public-0:d751713988987e9331980363e24189ce

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alpha:person:thomas-a-broughton-iii · public-0:d751713988987e9331980363e24189ce

Published Claims: 8
Cited sources: 3
Record version: public-0:d751713988987e9331980363e24189ce

Formats

https://registry.alpha.ac/people/thomas-a-broughton-iii.md

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# Thomas A. Broughton, III

> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

## Record

| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-0:d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:person:thomas-a-broughton-iii |
| Entity type | Person |
| Canonical URL | https://registry.alpha.ac/people/thomas-a-broughton-iii |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 8 |
| Claims under review | 0 |
| Evidence records | 3 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-05T22:51:43.72638+00:00 |
| Last reviewed | 2026-09-12T18:55:18.914567+00:00 |

## Identity

- Legal name: Thomas A. Broughton, III
- Display name: Thomas A. Broughton, III

## Alpha Governance Record

| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-0:d751713988987e9331980363e24189ce |
| As of | 2026-10-05T22:51:44.203626+00:00 |
| Completeness | 0.8 |
| Record Quality | 0.885 |
| Directors | 0 |
| Committees | 0 |
| Governance events | 0 |
| Entity class | person |

## Section coverage

| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_APPLICABLE |
| board | NOT_APPLICABLE |
| committees | NOT_APPLICABLE |
| leadership | NOT_APPLICABLE |
| ownership | NOT_APPLICABLE |
| financials | NOT_APPLICABLE |
| capital_structure | NOT_APPLICABLE |
| compensation | NOT_APPLICABLE |
| governance | NOT_APPLICABLE |
| shareholder_governance | NOT_APPLICABLE |
| audit | NOT_APPLICABLE |
| legal | NOT_APPLICABLE |
| risk | NOT_APPLICABLE |
| cyber | PUBLISHED |
| ai_governance | PUBLISHED |
| agent_governance | NOT_APPLICABLE |
| markets_external | NOT_APPLICABLE |
| events | INSUFFICIENT_EVIDENCE |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |

## Scoped resources

- `alpha://person/thomas-a-broughton-iii` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record
- `alpha://person/thomas-a-broughton-iii/identity` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=identity
- `alpha://person/thomas-a-broughton-iii/corporate-structure` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=corporate-structure
- `alpha://person/thomas-a-broughton-iii/board` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=board
- `alpha://person/thomas-a-broughton-iii/committees` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=committees
- `alpha://person/thomas-a-broughton-iii/leadership` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=leadership
- `alpha://person/thomas-a-broughton-iii/ownership` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=ownership
- `alpha://person/thomas-a-broughton-iii/financials` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=financials
- `alpha://person/thomas-a-broughton-iii/capital-structure` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=capital-structure
- `alpha://person/thomas-a-broughton-iii/compensation` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=compensation
- `alpha://person/thomas-a-broughton-iii/governance` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=governance
- `alpha://person/thomas-a-broughton-iii/shareholder-governance` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=shareholder-governance
- `alpha://person/thomas-a-broughton-iii/audit` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=audit
- `alpha://person/thomas-a-broughton-iii/legal` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=legal
- `alpha://person/thomas-a-broughton-iii/risk` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=risk
- `alpha://person/thomas-a-broughton-iii/cyber` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=cyber
- `alpha://person/thomas-a-broughton-iii/ai-governance` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=ai-governance
- `alpha://person/thomas-a-broughton-iii/agents` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=agents
- `alpha://person/thomas-a-broughton-iii/ecosystem` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=ecosystem
- `alpha://person/thomas-a-broughton-iii/events` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=events
- `alpha://person/thomas-a-broughton-iii/relationships` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=relationships
- `alpha://person/thomas-a-broughton-iii/assessments` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=assessments
- `alpha://person/thomas-a-broughton-iii/evidence` (contract): https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record&section=evidence

## Role modules

- Executive
- Director

## Attention

- NO_RECORDS_FOUND

## Committee data

- NO_RECORDS_FOUND

## Leadership

- PUBLISHED

## Roles

- Chairman, President and Chief Executive Officer at ServisFirst Bancshares, Inc.. Claim: alpha:claim:person:thomas-a-broughton-iii:role:1. Valid from: NOT_ASSERTED. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:a8e00923dc5c808e2da52d612e1f7b96367ecf0e74a46f2752c9944644226bd1.
- President and Chief Executive Officer at ServisFirst Bancshares, Inc.. Claim: alpha:claim:person:thomas-a-broughton-iii:role:2. Valid from: NOT_ASSERTED. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:a8e00923dc5c808e2da52d612e1f7b96367ecf0e74a46f2752c9944644226bd1.

## Governance

- PUBLISHED

## Board committees

- PUBLISHED

## AI and ML experience

- AI and ML experience: not identified in the cited filing. Claim: alpha:claim:person:thomas-a-broughton-iii:ai_ml_experience:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fc4694065ce485db08c230c0a14be8f3f1ed76d29b4af0c6e2db02263266d541.

## Board membership

- Serves on the board of ServisFirst Bancshares, Inc.. Claim: alpha:claim:person:thomas-a-broughton-iii:board_membership:2. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:39ae5f97d6cf1f8753f4f4af73d2fc9e9dfb2c929de179fa057e89e6c12f1e25.

## Cybersecurity experience

- Cybersecurity experience: not identified in the cited filing. Claim: alpha:claim:person:thomas-a-broughton-iii:cybersecurity_experience:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fc4694065ce485db08c230c0a14be8f3f1ed76d29b4af0c6e2db02263266d541.

## Executive company

- Executive at ServisFirst Bancshares, Inc.. Claim: alpha:claim:person:thomas-a-broughton-iii:executive_company:4. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fc4694065ce485db08c230c0a14be8f3f1ed76d29b4af0c6e2db02263266d541.

## Executive title

- Executive title: Chairman, President and Chief Executive Officer. Claim: alpha:claim:person:thomas-a-broughton-iii:executive_title:5. Valid from: 2026-04-06. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fc4694065ce485db08c230c0a14be8f3f1ed76d29b4af0c6e2db02263266d541.

## Technology background

- Technology background: not identified in the cited filing. Claim: alpha:claim:person:thomas-a-broughton-iii:technology_background:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fc4694065ce485db08c230c0a14be8f3f1ed76d29b4af0c6e2db02263266d541.

## Coverage states

| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | NOT_APPLICABLE |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | PUBLISHED |
| Financials | NOT_APPLICABLE |
| Workforce | NOT_APPLICABLE |
| Ownership | NOT_APPLICABLE |
| Ratings | NOT_PUBLISHED |
| Market and index context | NOT_APPLICABLE |

## Public sources

- alpha:projection-evidence:document:fc4694065ce485db08c230c0a14be8f3f1ed76d29b4af0c6e2db02263266d541: [SFBS DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1430723/000117184326002258/sfbs20260401_def14a.htm).
- alpha:projection-evidence:document:a8e00923dc5c808e2da52d612e1f7b96367ecf0e74a46f2752c9944644226bd1: [sec_def_14a](https://www.sec.gov/Archives/edgar/data/1430723/000117184326002258/sfbs20260401_def14a.htm).
- alpha:projection-evidence:39ae5f97d6cf1f8753f4f4af73d2fc9e9dfb2c929de179fa057e89e6c12f1e25: [public_source](https://www.sec.gov/Archives/edgar/data/1430723/000117184326002258/sfbs20260401_def14a.htm).

## Rights

| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |

## Limitations

- Only permissioned public claims and evidence are included.
- Absence of a claim is not evidence that the underlying fact is false.
- Public retrieval does not grant model-training or redistribution rights.
- Private relationships and Council activity are excluded.

## Alternate representations

- [Canonical profile](https://registry.alpha.ac/people/thomas-a-broughton-iii)
- [Public Markdown](https://registry.alpha.ac/people/thomas-a-broughton-iii.md)
- [Public JSON](https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/profiles/thomas-a-broughton-iii?format=jsonld)
- MCP resource: `alpha://people/thomas-a-broughton-iii` at https://mcp.alpha.ac/mcp


## Connected governance records

Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.

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Server card: Alpha Terminal · alpha://people/thomas-a-broughton-iii

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Cite

URL: https://registry.alpha.ac/people/thomas-a-broughton-iii
Version: public-0:d751713988987e9331980363e24189ce
JSON content hash: Unavailable

Evidence sources

https://www.sec.gov/Archives/edgar/data/1430723/000117184326002258/sfbs20260401_def14a.htm
SFBS DEF 14A executive officers
https://www.sec.gov/Archives/edgar/data/1430723/000117184326002258/sfbs20260401_def14a.htm

Alpha Governance Record

Published Claims assembled into typed sections. Scoped HTTP and MCP resource contracts appear below.

Alpha Record ID: alpha:person:thomas-a-broughton-iii
Schema version: alpha-governance-record-v2
Record version: public-0:d751713988987e9331980363e24189ce
Ontology version: alpha-governance-ontology-v1
Core contract: alpha-governance-record-core-v2
Predicate registry: alpha-claim-predicates-v1
As of: 2026-10-05T22:51:44.203626+00:00
Published: 2026-09-02T04:20:44.357425+00:00
Publication state: PUBLISHED
Verification state: source_reported
Identity ownership: unclaimed
Record Quality: 0.885 (strong; readiness ready)
Completeness: 0.8 of expected sections for person
Evidence coverage: 3 evidence records; 3 restricted or unknown rights
Directors: 0
Committees: 0
Governance events: 0

Section coverage

identityPUBLISHED
corporate_structureNOT_APPLICABLE
boardNOT_APPLICABLE
committeesNOT_APPLICABLE
leadershipNOT_APPLICABLE
ownershipNOT_APPLICABLE
financialsNOT_APPLICABLE
capital_structureNOT_APPLICABLE
compensationNOT_APPLICABLE
governanceNOT_APPLICABLE
shareholder_governanceNOT_APPLICABLE
auditNOT_APPLICABLE
legalNOT_APPLICABLE
riskNOT_APPLICABLE
cyberPUBLISHED
ai_governancePUBLISHED
agent_governanceNOT_APPLICABLE
markets_externalNOT_APPLICABLE
eventsINSUFFICIENT_EVIDENCE
relationshipsPUBLISHED
assessmentsPUBLISHED
evidencePUBLISHED

Rights constraints

public_retrieval: allowed
agent_retrieval: allowed
redistribution: not_granted
model_training: not_granted
commercial_use: not_specified
relationship_pathfinding: not_granted
direct_contact: not_granted

Scoped resources

Scoped resource URIs and live HTTP equivalents
Section	MCP URI	HTTP	State
record	alpha://person/thomas-a-broughton-iiialias alpha://people/thomas-a-broughton-iii	/api/public/profiles/thomas-a-broughton-iii?format=record	PUBLISHED
identity	alpha://person/thomas-a-broughton-iii/identity	/api/public/profiles/thomas-a-broughton-iii?format=record&section=identity	PUBLISHED
corporate_structure	alpha://person/thomas-a-broughton-iii/corporate-structure	/api/public/profiles/thomas-a-broughton-iii?format=record&section=corporate-structure	NOT_APPLICABLE
board	alpha://person/thomas-a-broughton-iii/board	/api/public/profiles/thomas-a-broughton-iii?format=record&section=board	NOT_APPLICABLE
committees	alpha://person/thomas-a-broughton-iii/committees	/api/public/profiles/thomas-a-broughton-iii?format=record&section=committees	NOT_APPLICABLE
leadership	alpha://person/thomas-a-broughton-iii/leadership	/api/public/profiles/thomas-a-broughton-iii?format=record&section=leadership	NOT_APPLICABLE
ownership	alpha://person/thomas-a-broughton-iii/ownership	/api/public/profiles/thomas-a-broughton-iii?format=record&section=ownership	NOT_APPLICABLE
financials	alpha://person/thomas-a-broughton-iii/financials	/api/public/profiles/thomas-a-broughton-iii?format=record&section=financials	NOT_APPLICABLE
capital_structure	alpha://person/thomas-a-broughton-iii/capital-structure	/api/public/profiles/thomas-a-broughton-iii?format=record&section=capital-structure	NOT_APPLICABLE
compensation	alpha://person/thomas-a-broughton-iii/compensation	/api/public/profiles/thomas-a-broughton-iii?format=record&section=compensation	NOT_APPLICABLE
governance	alpha://person/thomas-a-broughton-iii/governance	/api/public/profiles/thomas-a-broughton-iii?format=record&section=governance	NOT_APPLICABLE
shareholder_governance	alpha://person/thomas-a-broughton-iii/shareholder-governance	/api/public/profiles/thomas-a-broughton-iii?format=record&section=shareholder-governance	NOT_APPLICABLE
audit	alpha://person/thomas-a-broughton-iii/audit	/api/public/profiles/thomas-a-broughton-iii?format=record&section=audit	NOT_APPLICABLE
legal	alpha://person/thomas-a-broughton-iii/legal	/api/public/profiles/thomas-a-broughton-iii?format=record&section=legal	NOT_APPLICABLE
risk	alpha://person/thomas-a-broughton-iii/risk	/api/public/profiles/thomas-a-broughton-iii?format=record&section=risk	NOT_APPLICABLE
cyber	alpha://person/thomas-a-broughton-iii/cyber	/api/public/profiles/thomas-a-broughton-iii?format=record&section=cyber	PUBLISHED
ai_governance	alpha://person/thomas-a-broughton-iii/ai-governance	/api/public/profiles/thomas-a-broughton-iii?format=record&section=ai-governance	PUBLISHED
agent_governance	alpha://person/thomas-a-broughton-iii/agents	/api/public/profiles/thomas-a-broughton-iii?format=record&section=agents	NOT_APPLICABLE
markets_external	alpha://person/thomas-a-broughton-iii/ecosystem	/api/public/profiles/thomas-a-broughton-iii?format=record&section=ecosystem	NOT_APPLICABLE
events	alpha://person/thomas-a-broughton-iii/events	/api/public/profiles/thomas-a-broughton-iii?format=record&section=events	INSUFFICIENT_EVIDENCE
relationships	alpha://person/thomas-a-broughton-iii/relationships	/api/public/profiles/thomas-a-broughton-iii?format=record&section=relationships	PUBLISHED
assessments	alpha://person/thomas-a-broughton-iii/assessments	/api/public/profiles/thomas-a-broughton-iii?format=record&section=assessments	PUBLISHED
evidence	alpha://person/thomas-a-broughton-iii/evidence	/api/public/profiles/thomas-a-broughton-iii?format=record&section=evidence	PUBLISHED

HTTP resources are live. Check the MCP server card for supported resources; a published URI does not establish availability.

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