Caterpillar Inc.

Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

Record

Field	Value
Representation	alpha-profile-markdown-v3
Protocol	Alpha Governance Facts Protocol 0.1
Schema	alpha.governance.entity.public.v1
Record version	public-1
Canonical entity	alpha:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91
Entity type	Company
Canonical URL	https://registry.alpha.ac/companies/caterpillar-inc
Publication	PUBLISHED
Verification	source_reported
Verification schema	alpha-verification-states-v1
Ownership	unclaimed
Published claims	30
Claims under review	1
Evidence records	12
Conflicts	0
Conflicts in internal review	0
Observed	2026-09-24T04:45:03.112654+00:00
Last reviewed	2026-09-24T04:45:03.112654+00:00

Identity

Legal name: CATERPILLAR INC
Display name: Caterpillar Inc.

Leadership

D. James Umpleby III: Chair. Valid from: 2025-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:3.
Joseph E. Creed: Chair. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:4.
David W. MacLennan: Director. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:5.
Debra L. Reed-Klages: Lead Independent Director. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:4.
Gerald Johnson: Director. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:5.
Jackie Marks: Director. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:6.
James C. Fish, Jr.: Director. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:6.
Lynn J. Good: Director. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:7.
Nazzic S. Keene: Director. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:8.
Rayford Wilkins Jr: Director. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:9.
Susan C. Schwab: Director. Valid from: 2009-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:10.
Andrew R.J. Bonfield: Chief Financial Officer. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Anthony D. Fassino: Group President. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Bob De Lange: Group President. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Christine M. Pambianchi: Chief Human Resources Officer. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Denise C. Johnson: Group President. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Derek R. Owens: Chief Legal Officer and General Counsel. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Jason E. Kaiser: Group President. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Joseph E. Creed: Chief Executive Officer. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
Rodney M. Shurman: Group President. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.
William E. Schaupp: Vice President and Chief Accounting Officer. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11.

Roles

PUBLISHED

Governance

NOT_ASSERTED

Board committees

PUBLISHED

Financials

NOT_ASSERTED

Workforce

NOT_ASSERTED

Market and index context

S&P 500 (SPX). Valid from: 1957-03-04. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:12.

Legal Name

CATERPILLAR INC. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:1.

Headquarters

US. Publication: UNDER_REVIEW. Verification: source_reported. Assertion: source_reported. Evidence: unlinked, under review.

Entity Status

Public listing published. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:1.

Official Website

https://www.caterpillar.com. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:2.

Published Fact

US. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:1.
DE. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:1.
Industrials. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:1.
Farm & Heavy Construction Machinery. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:1.
https://www.caterpillar.com. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:2.

Coverage states

Field	Value
Identity	PUBLISHED
Business	PUBLISHED
Leadership	PUBLISHED
Board and committees	PUBLISHED
Governance	NOT_ASSERTED
Financials	NOT_ASSERTED
Workforce	NOT_ASSERTED
Ownership	NOT_ASSERTED
Ratings	NOT_PUBLISHED
Market and index context	PUBLISHED

Public sources

alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:1: Alpha canonical company public projection.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:2: CATERPILLAR INC Form 10-K (filed 2026-02-13).
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:3: CAT DEF 14A director slate.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:4: Caterpillar director board source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:5: Caterpillar director board source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:6: Caterpillar director board source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:7: Caterpillar director board source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:8: Caterpillar director board source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:9: Caterpillar director board source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:10: Caterpillar director board source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:11: CAT executive roster source.
alpha:evidence:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:12: S&P 500.

Rights

Field	Value
public_retrieval	allowed
agent_retrieval	allowed
redistribution	not_granted
model_training	not_granted
commercial_use	not_specified
relationship_pathfinding	not_granted
direct_contact	not_granted

Limitations

Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
Only explicitly published canonical company identity and current confirmed public roles are included.
Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
This Company Profile is an identity and evidence record, not an Alpha rating.

Alternate representations

Canonical profile
Public Markdown
Public JSON
JSON-LD
MCP resource: alpha://companies/caterpillar-inc at https://mcp.alpha.ac/mcp

Connected governance records

Structured intelligence is not currently available. Existing published profile evidence remains accessible.