Published mark
Ellington Financial Inc.
NYSE: EFC. Canonical company identity and public leadership record.
US
Record source reportedRecord not claimedNo Eval published
- Alpha ID
- alpha:company:d0555db4-d19b-40da-82b6-d610bec5d266
- SEC CIK
- 0001411342
- Record version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 12, 2026
- Newest evidence
- Apr 9, 2026
- Monitoring
- Not yet monitored Details
- Integrity
- Not yet signed Methodology
- CEO
- PennSince Mar 2, 2026
- Chair
- Not published
- Independent
- Not published5 directors published
- Published claims
- 313 distinct sources
- Evidence records
- 60 pinned
- Source conflicts
- 0None open
Built from 3 distinct sources and 6 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.
CorroboratedSource reportedAlpha inferenceNot disclosed
Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works
EXECUTIVE APPOINTED
Michael Vranos executive of Ellington Financial Inc., effective 2026-03-02.
EffectiveEffective Mar 2, 2026E3
Monitoring
ContinuousWhat the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.
- IdentityunclaimedPublished
- Evidencesource_reportedPublished
- Evaluationnot_evaluatedPublished
- MonitoringNot yet published for this record.Not published
- AuthorityNot yet published for this record.Not published
- FreshnesscurrentPublished
Leadership
EvidenceBoard of directors
Evidence5 directors published. Independence determinations are not published for every director.
| Director | Status | Since | Committees | Claim |
|---|---|---|---|---|
| Edward Resendez | Independence not published | 2007 | Audit CommitteeCompensation Committee, chairNominating and Corporate Governance Committee | Source reportedE2 |
| Laurence E. Penn | Independence not published | 2007 | None published | Source reportedE2 |
| Lisa Mumford | Independence not published | 2018 | Audit CommitteeCompensation CommitteeNominating and Corporate Governance Committee | Source reportedE2 |
| Ronald I. Simon | Independence not published | 2007 | Audit Committee, chairCompensation CommitteeNominating and Corporate Governance Committee | Source reportedE2 |
| Stephen J. Dannhauser | Independence not published | 2021 | Audit CommitteeCompensation CommitteeNominating and Corporate Governance Committee, chair | Source reportedE2 |
Committees and risk ownership
Evidence| Committee | Chair | Members | Risks assigned |
|---|---|---|---|
| Audit Committee | Ronald I. Simon | Ronald I. Simon, Edward Resendez, Lisa Mumford, Stephen J. Dannhauser | Not described in the published record |
| Compensation Committee | Edward Resendez | Edward Resendez, Lisa Mumford, Ronald I. Simon, Stephen J. Dannhauser | Not described in the published record |
| Nominating and Corporate Governance Committee | Stephen J. Dannhauser | Stephen J. Dannhauser, Edward Resendez, Lisa Mumford, Ronald I. Simon | Not described in the published record |
Committee RecordAudit Committee: Chair Ronald I. Simon; Members Ronald I. Simon (Chair); Edward Resendez; Lisa Mumford; Stephen J. Dannhauser
Committee AppointmentRonald I. Simon: chair, Audit Committee
Committee AppointmentEdward Resendez: member, Audit Committee
Committee AppointmentLisa Mumford: member, Audit Committee
Committee AppointmentStephen J. Dannhauser: member, Audit Committee
Committee RecordCompensation Committee: Chair Edward Resendez; Members Edward Resendez (Chair); Edward Resendez; Lisa Mumford; Ronald I. Simon; Stephen J. Dannhauser
Committee AppointmentEdward Resendez: chair, Compensation Committee
Committee AppointmentEdward Resendez: member, Compensation Committee
Committee AppointmentLisa Mumford: member, Compensation Committee
Committee AppointmentRonald I. Simon: member, Compensation Committee
Committee AppointmentStephen J. Dannhauser: member, Compensation Committee
Committee RecordNominating and Corporate Governance Committee: Chair Stephen J. Dannhauser; Members Stephen J. Dannhauser (Chair); Edward Resendez; Lisa Mumford; Ronald I. Simon
Committee AppointmentStephen J. Dannhauser: chair, Nominating and Corporate Governance Committee
Committee AppointmentEdward Resendez: member, Nominating and Corporate Governance Committee
Committee AppointmentLisa Mumford: member, Nominating and Corporate Governance Committee
Committee AppointmentRonald I. Simon: member, Nominating and Corporate Governance Committee
Control and voting power
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Authority to act
Evidence and agent registryWho can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.
Principal executive officerPenn, Chief Executive Officer, from Mar 2, 2026
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
Financials and market context
EvidenceSecurity ListingEFC (NYSE)
Security ListingEFC-PB (NYSE)
Security ListingEFC-PC (NYSE)
Security ListingEFC-PD (NYSE)
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 12, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.
Governance and policies
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Risk, audit, and cyber
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
AI oversight and accountability
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Legal and regulatory
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Compensation
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Other published claims
EvidencePublished Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.
Legal NameEllington Financial Inc.
Entity StatusPublic listing published
Published FactUS
Not yet in this record
CoverageA gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.
- Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
- OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
- FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
- CompensationNot reviewed. Pay design shows how incentives are governed.
- GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
- Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
- AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
- LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
- RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
- CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
- AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
- Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.
Linked people
Same claims as person records- Michael VranosCo-Chief Investment Officercompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:10
- PennChief Executive Officercompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:11
- TecotzkyCo-Chief Investment Officercompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:12
- Edward ResendezDirectorcompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:5
- Laurence E. PennDirectorcompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:6
- Lisa MumfordDirectorcompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:7
- Ronald I. SimonDirectorcompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:8
- Stephen J. DannhauserDirectorcompany:d0555db4-d19b-40da-82b6-d610bec5d266:leadership_role:9
Subject and corrections
Public-role doctrineThis record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.
- Basis
- Published company record built from public sources
- Sources
- 6 evidence records cited. 0 with redistribution rights.
- Never published
- Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
- Record claimed
- No
- Open disputes
- 0
- Identity ownership
- unclaimed
Claiming not yet available
If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.
Evidence
Authority and rights- E1Alpha canonical company public projection. canonical identity. Retrieved Oct 12, 2026. Cited by 7 Claims.
- E2sec proxy. Published Apr 9, 2026. Retrieved Sep 2, 2026. Cited by 5 Claims.
- E3sec filing. Published Mar 2, 2026. Retrieved May 4, 2026. Cited by 1 Claim.
- E4sec filing. Published Mar 2, 2026. Retrieved May 4, 2026. Cited by 1 Claim.
- E5sec filing. Published Mar 2, 2026. Retrieved May 4, 2026. Cited by 1 Claim.
- E6governance_people_committees. sec proxy. Cited by 16 Claims.
What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 12, 2026- Michael Vranos executive of Ellington Financial Inc., effective 2026-03-02.
- Penn executive of Ellington Financial Inc., effective 2026-03-02.
- Tecotzky executive of Ellington Financial Inc., effective 2026-03-02.
- Stephen J. Dannhauser seat on Ellington Financial Inc., effective 2021-01-01.
- Lisa Mumford seat on Ellington Financial Inc., effective 2018-01-01.
- Edward Resendez seat on Ellington Financial Inc., effective 2007-01-01.
- Laurence E. Penn seat on Ellington Financial Inc., effective 2007-01-01.
- Ronald I. Simon seat on Ellington Financial Inc., effective 2007-01-01.