D. James Umpleby III

Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.

Record

Field	Value
Representation	alpha-profile-markdown-v3
Protocol	Alpha Governance Facts Protocol 0.1
Schema	alpha.governance.entity.public.v1
Record version	public-0
Canonical entity	alpha:person:d-james-umpleby-iii
Entity type	Person
Canonical URL	https://registry.alpha.ac/people/d-james-umpleby-iii
Publication	PUBLISHED
Verification	corroborated
Verification schema	alpha-verification-states-v1
Ownership	unclaimed
Published claims	22
Claims under review	0
Evidence records	11
Conflicts	0
Conflicts in internal review	2
Observed	2026-09-24T22:28:07.224262+00:00
Last reviewed	2026-05-07T18:25:07.783+00:00

Identity

Legal name: D. James Umpleby III
Display name: D. James Umpleby III

Leadership

PUBLISHED

Roles

Chair at Caterpillar Inc.. Valid from: 2025-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:5.
Director at Chevron Corporation. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:7.

Governance

PUBLISHED

Board committees

PUBLISHED

AI and ML experience

AI and ML experience: not identified in the cited filing. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1, alpha:evidence:person:d-james-umpleby-iii:3.

AI expertise

AI expertise: not identified in the cited filing. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:8, alpha:evidence:person:d-james-umpleby-iii:9.

AI governance relevance

AI governance relevance: not identified in the cited filing. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:9.
AI governance relevance reported from role and filings. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:8.

Board independence

Independent director. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:6.

Board membership

Serves on the board of Caterpillar Inc.. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:10, alpha:evidence:person:d-james-umpleby-iii:6.
Serves on the board of Chevron. Valid from: 2018-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:6, alpha:evidence:person:d-james-umpleby-iii:11.

Board role

Board role: Chair. Valid from: 2025-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4.
Board role: Director. Valid from: 2026-04-07. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1.

Committee assignments

No committee assignment disclosed in the cited filing. Valid from: 2025-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4, alpha:evidence:person:d-james-umpleby-iii:6.
Committee assignments: Nominating/Governance, ESG. Valid from: 2026-04-07. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1.

Cybersecurity experience

Cybersecurity experience: not identified in the cited filing. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1, alpha:evidence:person:d-james-umpleby-iii:3.

Executive company

Executive at Caterpillar Inc.. Valid from: 2026-02-13. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4, alpha:evidence:person:d-james-umpleby-iii:3, alpha:evidence:person:d-james-umpleby-iii:8.
Executive at Citizens Financial Group, Inc.. Valid from: 2026-03-09. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:2, alpha:evidence:person:d-james-umpleby-iii:9.

Executive function

Enterprise Leadership (EXECUTIVE_CHAIRMAN). Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:8.
Other Executive (OTHER_EXECUTIVE). Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:9.

Executive title

Executive title: Executive Chairman. Valid from: 2026-02-13. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:4, alpha:evidence:person:d-james-umpleby-iii:3, alpha:evidence:person:d-james-umpleby-iii:8.
Executive title: Executive Officer. Valid from: 2026-03-09. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: corroborated. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:2, alpha:evidence:person:d-james-umpleby-iii:9.

Technology background

Technology background: not identified in the cited filing. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:3.
Technology background reported in filings. Publication: PUBLISHED. Verification: source_reported. Review: internal_review. Assertion: source_reported. Evidence: alpha:evidence:person:d-james-umpleby-iii:1.

Coverage states

Field	Value
Identity	PUBLISHED
Business	NOT_APPLICABLE
Leadership	PUBLISHED
Board and committees	PUBLISHED
Governance	PUBLISHED
Financials	NOT_APPLICABLE
Workforce	NOT_APPLICABLE
Ownership	NOT_APPLICABLE
Ratings	NOT_PUBLISHED
Market and index context	NOT_APPLICABLE

Public sources

alpha:evidence:person:d-james-umpleby-iii:1: CVX DEF 14A director slate.
alpha:evidence:person:d-james-umpleby-iii:2: CFG DEF 14A executive officers.
alpha:evidence:person:d-james-umpleby-iii:3: CAT 10-K executive officers.
alpha:evidence:person:d-james-umpleby-iii:4: CAT DEF 14A director slate.
alpha:evidence:person:d-james-umpleby-iii:5: sec_filing.
alpha:evidence:person:d-james-umpleby-iii:6: Chevron director board source.
alpha:evidence:person:d-james-umpleby-iii:7: sec_filing.
alpha:evidence:person:d-james-umpleby-iii:8: CAT executive roster source.
alpha:evidence:person:d-james-umpleby-iii:9: CFG executive roster source.
alpha:evidence:person:d-james-umpleby-iii:10: public_source.
alpha:evidence:person:d-james-umpleby-iii:11: public_source.

Rights

Field	Value
public_retrieval	allowed
agent_retrieval	allowed
redistribution	not_granted
model_training	not_granted
commercial_use	not_specified
relationship_pathfinding	not_granted
direct_contact	not_granted

Limitations

Only permissioned public claims and evidence are included.
Absence of a claim is not evidence that the underlying fact is false.
Public retrieval does not grant model-training or redistribution rights.
Private relationships and Council activity are excluded.

Alternate representations

Canonical profile
Public Markdown
Public JSON
JSON-LD
MCP resource: alpha://people/d-james-umpleby-iii at https://mcp.alpha.ac/mcp

Connected governance records

Structured intelligence is not currently available. Existing published profile evidence remains accessible.